KAPLAN THOMAS SCOTT

CIK 00011248034 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001124803

Recent Transactions

50 trades

Award
NOVAGOLD RESOURCES INC$NG
Deferred Share Unit
2025-12-01+1,185.924→ 117,101.429 total
Award
NOVAGOLD RESOURCES INC$NG
Deferred Share Unit
2025-12-01+1,185.924→ 117,101.429 total
Award
NOVAGOLD RESOURCES INC$NG
Deferred Share Unit
2018-06-05+1,807.826→ 57,040.159 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−5,608,352→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Warrants (right to buy)
2015-12-31−2,760,870→ 0 total
Other
Trilogy Metals Inc.$TMQ
Common Shares
2015-12-31−16,022,449→ 0 total
Award
NOVAGOLD RESOURCES INC$NG
Stock Option (right to buy)
2014-01-07+151,100→ 151,100 total
Award
NOVAGOLD RESOURCES INC$NG
Stock Option (right to buy)
2014-01-07+151,100→ 151,100 total
Award
NOVAGOLD RESOURCES INC$NG
Deferred Stock Unit
2013-12-02+3,788.004→ 18,231.51 total
Award
NOVAGOLD RESOURCES INC$NG
Deferred Stock Unit
2013-12-02+3,788.004→ 18,231.51 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−180,000→ 0 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−117,298→ 1,329,370 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+180,000→ 510,000 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−29,189→ 480,811 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+723,334→ 1,446,668 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−29,189→ 480,811 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+180,000→ 510,000 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−723,334→ 0 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−180,000→ 0 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−180,000→ 0 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−29,189→ 480,811 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−723,334→ 0 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+723,334→ 1,446,668 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−29,189→ 480,811 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+180,000→ 510,000 total
Exercise of In-Money
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$0.30/sh+180,000→ 510,000 total
Sale
Aurora Oil & Gas CORP
Common Stock, par value $0.01 per share
2002-10-23$1.85/sh−117,298→ 1,329,370 total
Exercise of In-Money
Aurora Oil & Gas CORP
Warrants to purchase Common Stock
2002-10-23−180,000→ 0 total
Other
TREND MINING CO
Warrant
2002-06-18+18,413→ 232,858 total

Companies

Recent Filings

Address

700 MADISON AVE., 5TH FLOOR

NEW YORK, NY, 10065

View on SEC.gov