Waye Thom

CIK 00013272173 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001327217

Recent Transactions

36 trades

Award
RAND WORLDWIDE INC
Common Stock Purchase Option
2009-06-30+5,400→ 5,400 total
Award
RAND WORLDWIDE INC
Common Stock Purchase Option
2009-06-30+5,400→ 5,400 total
Award
RAND WORLDWIDE INC
Common Stock Purchase Option
2009-06-30+5,400→ 5,400 total
Award
RAND WORLDWIDE INC
Common Stock Purchase Option
2009-06-30+5,400→ 5,400 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$3000000.00/sh−3,000,000→ 0 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+1,500,000→ 3,734,692 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+3,000,000→ 6,734,692 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+3,000,000→ 6,734,692 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$1500000.00/sh−1,500,000→ 0 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$1500000.00/sh−1,500,000→ 0 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$3000000.00/sh−3,000,000→ 0 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+1,500,000→ 3,734,692 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$1500000.00/sh−1,500,000→ 0 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$3000000.00/sh−3,000,000→ 0 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+3,000,000→ 6,734,692 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+1,500,000→ 3,734,692 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$1500000.00/sh−1,500,000→ 0 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$1500000.00/sh−1,500,000→ 0 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$3000000.00/sh−3,000,000→ 0 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+3,000,000→ 6,734,692 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+1,500,000→ 3,734,692 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+1,500,000→ 3,734,692 total
Conversion
UniTek Global Services, Inc.
7% Senior Subordinated Secured Convertible Note Due 2008
2008-06-25$3000000.00/sh−3,000,000→ 0 total
Conversion
UniTek Global Services, Inc.
Common Stock
2008-06-25$1.00/sh+3,000,000→ 6,734,692 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+750,000→ 750,000 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+25,000→ 25,000 total
Purchase
UniTek Global Services, Inc.
Convertible Promissory Note
2007-02-15$1500000.00/sh+1,363,636→ 1,363,636 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+25,000→ 25,000 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+750,000→ 750,000 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+25,000→ 25,000 total
Purchase
UniTek Global Services, Inc.
Convertible Promissory Note
2007-02-15$1500000.00/sh+1,363,636→ 1,363,636 total
Purchase
UniTek Global Services, Inc.
Convertible Promissory Note
2007-02-15$1500000.00/sh+1,363,636→ 1,363,636 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+750,000→ 750,000 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+25,000→ 25,000 total
Purchase
UniTek Global Services, Inc.
Convertible Promissory Note
2007-02-15$1500000.00/sh+1,363,636→ 1,363,636 total
Purchase
UniTek Global Services, Inc.
Warrant
2007-02-15+750,000→ 750,000 total

Companies

Recent Filings

Address

C/O SIGMA CAPITAL ADVISORS, LLC 800 THIRD AVENUE, SUITE 1701

NEW YORK, NY, 10022

View on SEC.gov