13F-HR 1 thirteen4thqtr06.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 1, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SMC CAPITAL MANAGEMENT, INC. Address: 8188 S. HIGHLAND DRIVE SUITE D-5 SANDY, UT 84093 Form 13F File Number: 74-403 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: KATHY MOORE Title: OFFICE MANAGER Phone: 801-943-9988 Signature, Place, and Date of Signing: KATHY MOORE SANDY, UT 2/05/07 ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $32,354 List of Other Included Managers: NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------- -------- --------- -------- ---------------------- -------- ------------ -------------------------- TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- -------- ~~ABBOTT~~ADVANTAGE ~~LABS~~ENERGY INC FD TR UNTF COMMON ~~002824100~~00762L101 ~~693~~166 ~~14145~~15500 SH SOLE AL ~~14145~~15500 ALCOA INC. COMMON 013817101 ~~670~~237 ~~25630~~7900 SH SOLE AL ~~25630~~7900 AMERICAN INT'L GROUP COMMON 026874107 742 10355 SH SOLE AL 10355 AMGEN INC. COMMON 031162100 ~~975~~943 ~~16120~~13800 SH SOLE AL ~~16120~~13800 APPLIED MATERIALS COMMON 038222105 218 11800 SH SOLE AL 11800 BEST BUY CO. INC. COMMON 086516101 ~~1091~~892 ~~15920~~18138 SH SOLE AL ~~15920~~18138 ~~BOSTON~~CVS ~~SCIENTIFIC~~ CORP. COMMON ~~101137107~~126650100 ~~470~~796 ~~17420~~25740 SH SOLE AL ~~17420~~25740 ~~CATERPILLAR~~CARNIVAL ~~INC.~~CORP COMMON ~~149123101~~143658300 ~~1028~~965 ~~10790~~19670 SH SOLE AL ~~10790~~19670 CHESAPEAKE ENERGY CORPORATION COMMON 165167107 229 7900 SH SOLE AL 7900 CISCO SYSTEMS INC COMMON 17275R102 ~~401~~472 ~~21000~~17285 SH SOLE AL ~~21000~~17285 CITIGROUP, INC. COMMON 172967101 ~~1026~~926 ~~22203~~16622 SH SOLE AL ~~22203~~16622 ~~COMCAST~~CONOCOPHILLIPS ~~HOLDINGS CLASS A SPL~~ COMMON ~~20030N200~~20825C104 ~~955~~651 ~~31885~~9051 SH SOLE AL ~~31885~~9051 ~~DOW~~EL ~~CHEMICAL~~PASO ~~CO.~~CORPORATION COMMON ~~260543103~~28336L109 ~~730~~185 ~~16390~~12100 SH SOLE AL ~~16390~~12100 ~~EMC~~ENCANA CORPORATION ~~COM~~ COMMON ~~268648102~~292505104 ~~806~~762 ~~58775~~16580 SH SOLE AL ~~58775~~16580 FEDEX CORP COMMON 31428X106 ~~688~~774 ~~8495~~7130 SH SOLE AL ~~8495~~7130 FIRST ~~DATA~~MARBLEHEAD CORP. COMMON ~~319963104~~320771108 ~~716~~387 ~~17840~~7087 SH SOLE AL ~~17840~~7087 ~~FOREST~~GENERAL ~~LABS~~ELEC ~~INC.~~CO COMMON ~~345838106~~369604103 ~~755~~462 ~~19425~~12420 SH SOLE AL ~~19425~~12420 ~~GENERAL~~HALLIBURTON ~~DYNAMICS~~CO. HOLDING COMMON ~~369550108~~406216101 ~~334~~1266 ~~3050~~40760 SH SOLE AL ~~3050~~40760 ~~GENERAL~~HEALTHSOUTH ~~ELEC~~CORP CO COMMON ~~369604103~~421924309 ~~446~~363 ~~12861~~16030 SH SOLE AL ~~12861~~16030 ~~HALLIBURTON~~HEADWATERS COINC. ~~HOLDING~~ COMMON ~~406216101~~42210P102 ~~1048~~349 ~~21910~~14550 SH SOLE AL ~~21910~~14550 HOME DEPOT INC COMMON 437076102 ~~987~~992 ~~25360~~24695 SH SOLE AL ~~25360~~24695 ~~INTEL~~ISHARES ~~CORP~~MSCI BRAZIL INDEX COMMON ~~458140100~~464286400 ~~899~~1263 ~~34535~~26965 SH SOLE AL ~~34535~~26965 ISHARES MSCI JAPAN INDEX FUND COMMON 464286848 625 43950 SH SOLE AL 43950 ISHARES CHINA 25 INDX FUND COMMON 464287184 ~~1091~~2152 ~~19110~~19305 SH SOLE AL ~~19110~~19305 ~~KOHL~~ISHARES MSCI EMERG'SG ~~CORPORATION~~MKTS ~~WISC~~IND FD COMMON ~~500255104~~464287234 ~~548~~1175 ~~9795~~10290 SH SOLE AL ~~9795~~10290 ~~LUCENT~~JETBLUE ~~TECHNOLOGIES~~AIRWAYS ~~INC~~CORP. COMMON ~~549463107~~477143101 31163 ~~10565~~11500 SH SOLE AL ~~10565~~11500 ~~MORGAN~~L-3 ~~STANLEY~~COMMUNICATIONS HLDGS INC. COMMON ~~617446448~~502424104 ~~1086~~525 ~~20689~~6425 SH SOLE AL ~~20689~~6425 ~~MYLAN~~LABOR ~~LABORATORIES~~READY, INC. COMMON ~~628530107~~505401208 ~~224~~271 ~~11625~~14800 SH SOLE AL ~~11625~~14800 MORGAN STANLEY COMMON 617446448 1533 18823 SH SOLE AL 18823 NASDAQ 100 TRUST SERIES I COMMON 631100104 ~~887~~259 ~~24110~~5990 SH SOLE AL ~~24110~~5990 ~~PFIZER~~NEUROCRINE BIOSCIENCES INC COMMON ~~717081103~~64125C109 ~~975~~301 ~~35350~~28900 SH SOLE AL ~~35350~~28900 SNORTHERN &ORION PRESOURCES, ~~DEPOSITORY~~INC. ~~RECEIPTS~~COMMON 665575106 1166 318500 SH SOLE AL 318500 QUEST DIAGNOSTIC INCORPORATED COMMON ~~78462F103~~74834L100 ~~738~~351 ~~6193~~6620 SH SOLE AL ~~6193~~6620 ~~ST.~~S ~~PAUL~~& ~~TRAVELERS~~P ~~INC.~~DEPOSITORY RECEIPTS COMMON ~~792860108~~78462F103 ~~287~~811 ~~7271~~5726 SH SOLE AL ~~7271~~5726 SCHLUMBERGER LTD COMMON 806857108 ~~1329~~1916 ~~17503~~30341 SH SOLE AL ~~17503~~30341 ~~SOUTHWEST~~SMITH ~~AIRLINES~~INTERNATIONAL COINC COMMON ~~844741108~~832110100 ~~804~~661 ~~57695~~16100 SH SOLE AL ~~57695~~16100 ~~TARGET~~SONY ~~CORPORATION~~CORP ADR 1974 NEW COMMON ~~87612E106~~835699307 ~~413~~341 ~~7585~~7970 SH SOLE AL ~~7585~~7970 ~~TEXAS~~SPRINT ~~INSTRUMENTS~~NEXTEL ~~INC.~~CORP COMMON ~~882508104~~852061100 ~~450~~201 ~~16038~~10650 SH SOLE AL ~~16038~~10650 ~~TIPPERARY~~TEVA ~~CORP~~PHARMACEUTICAL INDUSTRIES COMMON ~~888002300~~881624209 ~~163~~943 ~~26000~~30345 SH SOLE AL ~~26000~~30345 ~~TYCO~~TEXAS ~~INTERNATIONAL~~INSTRUMENTS ~~LTD~~INC. COMMON ~~902124106~~882508104 ~~932~~250 ~~31910~~8668 SH SOLE AL ~~31910~~8668 3M COMPANY COMMON 88579Y101 871 11180 SH SOLE AL 11180 UNITEDHEALTH GROUP INC COM COMMON 91324P102 ~~1513~~1340 ~~29018~~24934 SH SOLE AL ~~29018~~24934 ~~VIACOM~~URBAN OUTFITTERS, INC. ~~CL'B'~~ COMMON ~~925524308~~917047102 ~~524~~402 ~~16370~~17450 SH SOLE AL ~~16370~~17450 ~~WACHOVIA~~WELLPOINT, ~~CORP~~INC. COMMON ~~929903102~~94973V107 ~~591~~751 ~~11915~~9540 SH SOLE AL ~~11915~~9540 WELLS FARGO & COMPANY COMMON 949746101 ~~271~~278 ~~4404~~7806 SH SOLE AL ~~4404~~7806 ZIMMER HLDGS INC. COMMON 98956P102 798 ~~10475~~10175 SH SOLE AL ~~10475~~10175 ZIONS UTAH BANCORP COMMON 989701107 230 2785 SH SOLE AL 2785

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