13F-HR 1 a2055113z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pegasus Investments, Inc. ------------------------------- Address: 141 Portland St. ------------------------------- Suite #300 ------------------------------- Boston MA 02114 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: BRIAN M.O. KOPPERL ------------------------------- Title: MANAGING DIRECTOR ------------------------------- Phone: (617) 367-8500 ------------------------------- Signature, Place, and Date of Signing: /s/ Brian Kopperl Boston, MA 7/26/01 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.]

Column 1 Column 2 Column 3 Column 4 ~~Column 5 Column 6 Column 7 Column 8~~ -------------------------------------------------------------------------------------------------------------------------~~-----------~~ VALUE ~~SHRE OR SH/PUT/ INVSTMT OTHER VOTING AUTHORITY~~ NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) ~~PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE~~ -------------------------------------------------------------------------------------------------------------------------~~-----------~~ ELAN PLC RT G29539148 ~~1433~~614 ~~997433~~AMERICAN SHGENERAL ~~SOLE~~CORP ~~997433~~COM ~~MARVELL~~26351106 ~~TECHNOLOGY~~14994 ~~GROUP~~AURORA ~~LTD~~BIOSCIENCES ~~ORD~~CORP ~~G5876H105~~COM ~~325~~51920106 ~~26956~~7665 SHBANK ~~SOLE~~UTD ~~26956~~CORP ~~AGILE~~LITIGATN ~~SOFTWARE~~CONT ~~CORP~~TR ~~DEL~~RT CONTINGENT 65416117 66 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 1947 F & M NATL CORP COM ~~00846X105~~302374103 ~~2173~~9029 ~~193500~~FIFTH SHTHIRD ~~SOLE~~BANCORP ~~193500~~COM ~~ALZA~~316773100 310 FRANCHISE FIN CORP ~~DEL~~AMER COM ~~22615108~~351807102 ~~3240~~15005 ~~80000~~GPU SHINC ~~SOLE~~COM ~~80000~~36225X100 ~~AMERICAN~~16352 ~~GENERAL~~GALILEO ~~CORP~~INTERNATIONAL INC COM ~~26351106~~363547100 ~~7000~~8450 ~~183000~~HS SHRES ~~SOLE~~INC ~~183000~~COM ~~BANK~~404297103 ~~UTD~~3823 ~~CORP~~HARCOURT ~~LITIGATN~~GEN ~~CONT~~INC TRCOM RT41163G101 ~~CONTI~~8283 ~~65416117~~HONEYWELL 50INTL ~~201473~~INC SHCOM ~~SOLE~~438516106 ~~201473~~19727 ~~C-CUBE~~IBP ~~MICROSYSTEMS~~INC COM 449223106 10217 INTERMEDIA COMMUNICATIONS INC COM 458801107 11993 M S CARRIERS INC COM 553533100 8731 MAXTOR CORP COM NEW 577729205 427 MERISTAR HOSPITALITY CORP COM ~~12501N108~~58984Y103 ~~2586~~8251 ~~210000~~MICROSOFT SHCORP ~~SOLE~~COM ~~210000~~594918104 ~~CIT~~1256 ~~GROUP~~MINIMED INC CLCOM A60365K108 ~~125577106~~8477 ~~7913~~NEWPORT ~~274000~~NEWS SHSHIPBUILDING ~~SOLE~~INC ~~274000~~COM ~~CITADEL~~652228107 ~~COMMUNICATIONS~~9635 NOVA CORP GA COM ~~172853202~~669784100 ~~6537~~10099 ~~262800~~QUAKER SHOATS ~~SOLE~~CO ~~262800~~COM ~~DALLAS~~747402105 ~~SEMICONDUCTOR~~5931 R G S ENERGY GROUP INC COM 74956K104 6953 RALSTON PURINA CO COM 751277302 10128 REMEDY CORP COM ~~235204104~~759548100 ~~11216~~8846 ~~431200~~ROSETTA SHINPHARMATICS ~~SOLE~~INC ~~431200~~COM ~~DELHAIZE~~777777103 ~~AMER~~1242 SAWTEK INC CLCOM A805468105 ~~246688105~~824 ~~1278~~SMITH ~~62500~~CHARLES SHE ~~SOLE~~RESDNTL ~~62500~~RLTY ~~EFFICIENT~~COM ~~NETWORKS~~832197107 5717 SPIEKER PPTYS INC COM ~~282056100~~848497103 ~~10190~~11810 ~~433600~~SPRINGS SHINDS ~~SOLE~~INC ~~433600~~CL ELA ~~PASO~~851783100 11100 STRUCTURAL DYNAMICS RESH CORP COM ~~28336L109~~863555108 ~~696~~10361 ~~10663~~SUIZA SHFOODS ~~SOLE~~CORP ~~10663~~COM F865077101 &3360 MTEXACO ~~NATL~~INC COM 881694103 14734 TOSCO CORP COM ~~302374103~~NEW ~~8279~~891490302 ~~217300~~17188 SHULTRAMAR ~~SOLE~~DIAMOND ~~217300~~SHAMROCK ~~FAIRFIELD~~CORP ~~CMNTYS~~COM 904000106 13043 UNITED TELEVISION INC COM ~~PAR~~913066106 ~~304231301~~5934 ~~10490~~WACHOVIA ~~656900~~CORP SHCOM ~~SOLE~~929771103 ~~656900~~8196 ~~FRITZ~~WILLAMETTE ~~COS~~INDS INC COM ~~358846103~~969133107 ~~4784~~6184 ~~437377~~WISCONSIN SHCENT ~~SOLE~~TRANSN ~~437377~~CORP ~~GPU~~COM 976592105 8489 AMERICAN INTERNATIONAL AUG 80 OPT 0268749T6 10 DEUTSCHE TEL. OCT 20 OPT 2515669V9 66 GENERAL ELECTRIC JULY 50 OPT 3696049G0 250 IBP INC. ~~COM~~AUG ~~36225X100~~15 ~~5777~~OPT ~~177800~~4492239T5 5 IBP INC. NOV 15 OPT 4492239W8 50 IBP INC. NOV 12.5 OPT 4492239W8 75 QUAKER OATS OCT 90 OPT 7474029V9 351 WACHOVIA CORP. JULY 65 OPT 9297719S4 23 Column 1 Column 5 Column 6 Column 7 Column 8 ----------------------------------------------------------------------------------------------------------------------------------- SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER PRN AMT PRN CALL DSCRETN MANAGERS SOLE ~~177800~~SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ELAN PLC 2667433 SH SOLE 2667433 AMERICAN GENERAL ~~ELEC~~CORP CO322800 ~~COM~~SH ~~369604103~~SOLE ~~1459~~322800 ~~34858~~AURORA BIOSCIENCES CORP 246000 SH SOLE ~~34858~~246000 ~~GREAT~~BANK ~~PLAINS~~UTD ~~SOFTWARE~~CORP ~~COM~~LITIGATN ~~3.91E+109~~CONT ~~11496~~TR ~~187500~~201473 SH SOLE ~~187500~~201473 ~~HARCOURT~~DEUTSCHE ~~GEN~~TELEKOM ~~INC~~AG ~~COM~~86714 ~~41163G101~~SH ~~12693~~SOLE ~~228000~~86714 F & M NATL CORP 225723 SH SOLE ~~228000~~225723 ~~HONEYWELL~~FIFTH ~~INTL~~THIRD ~~INC~~BANCORP ~~COM~~5161 ~~438516106~~SH ~~13913~~SOLE ~~341000~~5161 FRANCHISE FIN CORP AMER 597558 SH SOLE ~~341000~~597558 ~~IBP~~GPU INC ~~COM~~465200 ~~449223106~~SH ~~5356~~SOLE ~~326600~~465200 GALILEO INTERNATIONAL INC 260000 SH SOLE ~~326600~~260000 ~~INTERMEDIA~~HS ~~COMMUNICATIONS~~RES INC ~~COM~~59000 ~~458801107~~SH ~~14490~~SOLE ~~833953~~59000 HARCOURT GEN INC 142352 SH SOLE ~~833953~~142352 ~~KENT~~HONEYWELL ~~ELECTRS~~INTL ~~CORP~~INC ~~COM~~563778 ~~490553104~~SH ~~2700~~SOLE ~~150000~~563778 IBP INC 404600 SH SOLE ~~150000~~404600 INTERMEDIA COMMUNICATIONS INC 804933 SH SOLE 804933 M S CARRIERS INC ~~COM~~284300 ~~553533100~~SH ~~6709~~SOLE ~~219100~~284300 MAXTOR CORP 81391 SH SOLE ~~219100~~81391 ~~MICHAEL~~MERISTAR ~~FOOD~~HOSPITALITY ~~INC~~CORP ~~NEW~~347400 ~~COM~~SH ~~594079105~~SOLE ~~7171~~347400 ~~240050~~MICROSOFT CORP 17209 SH SOLE ~~240050~~17209 ~~NETOPIA~~MINIMED INC ~~COM~~176600 ~~64114K104~~SH ~~415~~SOLE ~~144300~~176600 SHNEWPORT ~~SOLE~~NEWS ~~144300~~SHIPBUILDING ~~OLD~~INC ~~KENT~~157300 ~~FINL~~SH ~~CORP~~SOLE ~~COM~~157300 ~~679833103~~NOVA ~~9912~~CORP ~~260841~~GA 321100 SH SOLE ~~260841~~321100 ~~POWERTEL~~QUAKER ~~INC~~OATS ~~COM~~CO ~~73936C109~~65000 ~~10580 192372~~ SH SOLE ~~192372~~65000 ~~QUANTUM~~R ~~CORP~~G ~~COM~~S ~~HDDG~~ENERGY ~~747906303~~GROUP ~~7633~~INC ~~722816~~185400 SH SOLE ~~722816~~185400 RALSTON PURINA CO ~~COM~~337375 ~~751277302~~SH ~~11797~~SOLE ~~378700~~337375 REMEDY CORP 254200 SH SOLE ~~378700~~254200 ~~SILICON~~ROSETTA VYINPHARMATICS ~~GROUP~~ INC ~~COM~~80100 ~~827066101~~SH ~~15324~~SOLE ~~557222~~80100 SAWTEK INC 35000 SH SOLE ~~557222~~35000 ~~SILICONIX~~SMITH ~~INC~~CHARLES ~~COM~~E ~~NEW~~RESDNTL ~~827079203~~RLTY ~~1143~~113999 ~~37800~~ SH SOLE ~~37800~~113999 ~~TEXACO~~SPIEKER PPTYS INC ~~COM~~197000 ~~881694103~~SH ~~13986~~SOLE ~~210627~~197000 SPRINGS INDS INC 251700 SH SOLE ~~210627~~251700 ~~TOSCO~~STRUCTURAL DYNAMICS RESH CORP ~~COM~~422900 ~~NEW~~SH ~~891490302~~SOLE ~~11558~~422900 ~~270300~~SUIZA FOODS CORP 63270 SH SOLE ~~270300~~63270 ~~UTI~~TEXACO ~~ENERGY~~INC 221227 SH SOLE 221227 TOSCO CORP ~~COM~~390200 ~~903387108~~SH ~~4380~~SOLE ~~144800~~390200 ULTRAMAR DIAMOND SHAMROCK CORP 276050 SH SOLE ~~144800~~276050 UNITED ~~DOMINION~~TELEVISION ~~INDS~~INC ~~LTD~~47100 ~~COM~~SH ~~909914103~~SOLE ~~2092~~47100 ~~99600~~WACHOVIA CORP 115200 SH SOLE ~~99600~~115200 ~~VICORP~~WILLAMETTE ~~RESTAURANTS~~INDS INC ~~COM~~124921 ~~925817108~~SH ~~8057~~SOLE ~~323900~~124921 WISCONSIN CENT TRANSN CORP 507400 SH SOLE ~~323900~~507400 ~~VOICESTREAM~~AMERICAN ~~WIRELESS~~INTERNATIONAL ~~CORP~~AUG ~~COM~~80 ~~928615103~~200 ~~6474~~PUT ~~70087~~SOLE SH200 DEUTSCHE TEL. OCT 20 530 PUT SOLE ~~70087~~530 ~~WILLAMETTE~~GENERAL ~~INDS~~ELECTRIC JULY 50 2500 CALL SOLE 2500 IBP INC. ~~COM~~AUG ~~969133107~~15 ~~4871~~1000 ~~105900~~PUT SHSOLE 1000 IBP INC. NOV 15 1000 PUT SOLE ~~105900~~1000 ~~MARVELL~~IBP ~~TECH~~INC. ~~APR~~NOV 12.5 30940 ~~OPT~~PUT ~~M472989P7~~SOLE ~~865~~940 ~~400~~QUAKER OATS OCT 90 650 PUT SOLE ~~400~~650 WACHOVIA CORP. JULY 65 1170 PUT SOLE 1170

Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 48 -------------------- Form 13F Information Table Value Total: 326,222 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------------- --------------------------------- [Repeat as necessary.]

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