13F-HR 1 thirteenf.txt 13F-HR ---------------------------- | OMB APPROVAL | ---------------------------- |OMB Number: 3235-0006 | |Expires: February 28, 1994| |Estimated average burden | |hours per form.......24.60| ---------------------------- ---------------------------- | SEC USE ONLY | UNITED STATES ---------------------------- SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | | FORM 13F ---------------------------- INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2001. ------------------- -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [ ] MARTINDALE ANDRES & COMPANY, LLC -------------------------------------------------------------------------------- Name of Institutional Investment Manager 200 FOUR FALLS CORPORATE CENTER, SUITE 200, WEST CONSHOHOCKEN, PA 19428 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION ---------------------------------- ----------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of W. Conshohocken and State of Pennsylvania --------------- --------------------- on the 15th day of November, 2001 ---- -------- ---- WILLIAM F. DWYER ------------------------------------------- (Name of Institutional Manager) /s/ William F. Dwyer ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ------------------------ ------------- ------------------------ ------------- 1. 3. ------------------------ ------------- ------------------------ ------------- 2. 4. ------------------------ ------------- ------------------------ -------------

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AES Corporation U. S. Stocks ~~740~~001304105 ~~17200~~195 15200 SH SOLE 3250 ~~13950~~11950 ~~AOL~~ATMI ~~Time~~Inc ~~Warner~~ U. S. Stocks ~~00184a105~~00207r101 ~~934~~170 ~~17620~~10975 SH SOLE ~~4400~~9250 ~~13220~~1725 ~~ATMI~~Abbott ~~Inc~~Laboratories U. S. Stocks ~~00207r101~~002824100 ~~1287~~207 ~~42900~~4000 SH SOLE ~~18800~~4000 ~~24100~~Affiliated 18Computer ~~600~~Services ~~SH OTHER 600 Abbott Laboratories~~ U. S. Stocks ~~002824100~~008190100 ~~1214~~824 ~~25292~~10125 SH SOLE ~~25292~~4750 ~~Affiliated~~5375 ~~Computer~~Alliant ~~Services~~Energy Corp U. S. Stocks ~~008190100~~018802108 ~~5430~~354 ~~75510~~11300 SH SOLE ~~13000~~2650 ~~62510~~8650 ~~288~~American ~~4000~~Home SHProds ~~OTHER~~Corp ~~4000 Akorn Inc~~ U. S. Stocks ~~009728106~~026609107 ~~164~~355 ~~54600~~6100 SH SOLE ~~54600~~6100 9American ~~3000~~Woodmark Corp. U. S. Stocks 030506109 304 10350 SH ~~OTHER~~SOLE ~~3000~~7100 ~~Alkermes~~3250 Amgen Inc U. S. Stocks ~~01642t108~~031162100 ~~839~~840 ~~23900~~14300 SH SOLE ~~1000~~2400 ~~22900~~11900 ~~Alliant~~Automatic ~~Energy~~Data ~~Corp~~Processing U. S. Stocks ~~018802108~~053015103 ~~329~~682 ~~11300~~14500 SH SOLE ~~2650~~2100 ~~8650~~12400 ~~American~~Bellsouth ~~Home Prods~~ Corp U. S. Stocks ~~026609107~~079860102 ~~652~~686 ~~11100~~16500 SH SOLE ~~11100~~16500 ~~American~~Bristol ~~Intl~~Myers ~~Group~~Squibb ~~Inc~~Co. U. S. Stocks ~~026874107~~110122108 ~~322~~731 ~~3786~~13150 SH SOLE ~~937~~1200 ~~2849~~11950 ~~American~~Burlington ~~Woodmark~~Resources ~~Corp.~~Inc U. S. Stocks ~~030506109~~122014103 ~~1303~~429 ~~33904~~12550 SH SOLE ~~16150~~3000 ~~17754~~9550 ~~Amgen~~Carnival ~~Inc~~Corp U. S. Stocks ~~031162100~~143658102 ~~910~~490 ~~15000~~22250 SH SOLE ~~2450~~6000 ~~12550~~16250 ~~Aphton~~Charles Schwab Corp U. S. Stocks ~~03759p101~~808513105 ~~431~~144 ~~19700~~12500 SH SOLE ~~1000~~8000 ~~18700~~4500 ~~Automatic~~Cisco ~~Data~~Systems, ~~Processing~~Inc. U. S. Stocks ~~053015103~~17275r102 ~~721~~279 ~~14500~~22900 SH SOLE ~~2100~~1500 ~~12400~~21400 ~~BEI~~Coca ~~Technologies~~Cola ~~Inc~~Co U. S. Stocks ~~05538p104~~191216100 ~~839~~209 ~~31050~~4460 SH SOLE ~~14050~~4460 ~~17000~~Colorado 11Medtech, ~~400~~Inc. U. S. Stocks 19652u104 26 12600 SH ~~OTHER~~SOLE ~~400~~6700 BP5900 ~~Amoco~~Computer ~~PLC-Spons~~Network ~~ADR~~Tech Corp U. S. Stocks ~~055622104~~204925101 ~~522~~296 ~~10466~~28100 SH SOLE ~~10466~~17750 ~~Bellsouth~~10350 Compuware Corp U. S. Stocks ~~079860102~~205638109 ~~749~~181 ~~18600~~21750 SH SOLE ~~18600~~18200 ~~Boeing~~3550 ~~Co.~~Core Laboratories U. S. Stocks ~~097023105~~N22717107 ~~328~~135 ~~5900~~10475 SH SOLE ~~750~~8800 ~~5150~~1675 ~~Boston~~Corning ~~Private~~Inc ~~Fin'l Holding~~ U. S. Stocks ~~101119105~~219350105 ~~436~~120 ~~19475~~13630 SH SOLE ~~10200~~550 ~~9275~~13080 7Credence ~~300~~Systems SHCorp ~~OTHER~~U. ~~300~~S. ~~Bristol~~Stocks ~~Myers~~225302108 ~~Squibb~~204 ~~Co.~~16910 SH SOLE 16140 770 Digi International U. S. Stocks ~~110122108~~253798102 ~~976~~52 ~~18656~~10000 SH SOLE ~~2250~~10000 ~~16406~~Dow ~~Burlington~~Chem ~~Resources~~Co ~~Inc~~ U. S. Stocks ~~122014103~~260543103 ~~499~~443 ~~12550~~13531 SH SOLE ~~3000~~13531 ~~9550~~EL ~~Capital~~Paso ~~One~~Corportation ~~Financial Corp~~ U. S. Stocks ~~14040h105~~28336l109 ~~214~~499 ~~3550~~11998 SH SOLE ~~2550~~5900 ~~1000~~6098 ~~Carnival~~Eli ~~Corp~~Lilly U. S. Stocks ~~143658102~~532457108 ~~683~~819 ~~22250~~10150 SH SOLE ~~6000~~1500 ~~16250~~8650 ~~Charles~~Emerson ~~Schwab~~Elec ~~Corp~~Co U. S. Stocks ~~808513105~~291011104 ~~200~~449 ~~12725~~9550 SH SOLE ~~8000~~3000 ~~4725~~6550 ~~Chevron~~Exxon Mobil Corporation U. S. Stocks ~~166751107~~30231g102 ~~428~~1435 ~~4725~~36428 SH SOLE ~~4725~~7960 ~~ChoicePoint~~28468 ~~Inc~~Federal Natl Mtg Assn U. S. Stocks ~~170388102~~313586109 ~~847~~1109 ~~20139~~13850 SH SOLE ~~5175~~3650 ~~14964~~10200 63Financial ~~1500~~Federal Corp U. S. Stocks 317492106 271 11075 SH ~~OTHER~~SOLE ~~1500~~7200 ~~Cisco~~3875 ~~Systems,~~Flow ~~Inc.~~International Corp U. S. Stocks ~~17275r102~~343468104 ~~475~~113 ~~26100~~11700 SH SOLE ~~1575~~11700 ~~24525~~GAP ~~Citigroup~~ Inc. Del U. S. Stocks ~~172967101~~364760108 ~~543~~152 ~~10282~~12750 SH SOLE ~~10282~~4150 ~~Coca~~8600 ~~Cola~~General Elec Co U. S. Stocks ~~191216100~~369604103 ~~268~~890 ~~5960~~23930 SH SOLE ~~5960~~7400 ~~Coherent,~~16530 ~~Inc.~~Gentex Cp U. S. Stocks ~~192479103~~371901109 275 ~~7600~~11500 SH SOLE ~~3200~~5500 ~~4400~~6000 ~~Colorado~~Graco ~~Medtech,~~ Inc. U. S. Stocks ~~19652u104~~384109104 ~~131~~251 ~~33800~~8299 SH SOLE ~~14000~~6425 ~~19800~~1874 ~~Computer~~Health ~~Network~~Management ~~Tech~~Associates ~~Corp~~I U. S. Stocks ~~204925101~~421933102 ~~2216~~620 ~~208845~~29850 SH SOLE ~~32000~~5700 ~~176845~~24150 95Hershey ~~9000~~Foods Corp U. S. Stocks 427866108 327 5000 SH ~~OTHER~~SOLE ~~9000~~5000 ~~Compuware~~Home ~~Corp~~Depot U. S. Stocks ~~205638109~~437076102 ~~2578~~261 ~~184275~~6800 SH SOLE ~~36550~~1100 ~~147725~~5700 ~~147~~Honeywell ~~10500~~International Inc. U. S. Stocks 438516106 206 7800 SH ~~OTHER~~SOLE ~~10500~~600 ~~Conoco~~7200 ~~Inc.~~Hooper ClHolmes BInc U. S. Stocks ~~208251405~~439104100 ~~292~~170 ~~10089~~27250 SH SOLE ~~10089~~20300 ~~Core~~6950 ~~Laboratories~~Hutchinson Technology U. S. Stocks ~~N22717107~~448407106 ~~559~~342 ~~29825~~19200 SH SOLE ~~13650~~10800 ~~16175~~8400 7ICU ~~400~~Medical Inc. U. S. Stocks 44930g107 378 9450 SH ~~OTHER~~SOLE ~~400~~4800 ~~Corning~~4650 ~~Inc~~Integra Lifesciences U. S. Stocks ~~219350105~~457985208 ~~223~~601 ~~13330~~21750 SH SOLE ~~650~~10150 ~~12680~~11600 ~~Credence~~Intel ~~Systems~~ Corp U. S. Stocks ~~225302108~~458140100 ~~1409~~659 ~~58125~~32240 SH SOLE ~~12400~~5000 ~~45725~~27240 ~~136~~International ~~5600~~Business Machine U. S. Stocks 459200101 495 5395 SH ~~OTHER~~SOLE ~~5600~~200 ~~CryoLife,~~5195 ~~Inc.~~International Rectifier Corp U. S. Stocks ~~228903100~~460254105 ~~358~~517 ~~8750~~18975 SH SOLE ~~3450~~4825 ~~5300~~14150 6JP ~~150~~Morgan SHChase ~~OTHER~~& ~~150~~Co. ~~Cuno Incorporated~~ U. S. Stocks ~~126583103~~46625h100 ~~571~~210 ~~19050~~6150 SH SOLE ~~7250~~500 ~~11800~~5650 12Johnson ~~400~~& SHJohnson ~~OTHER 400 Digi International~~ U. S. Stocks ~~253798102~~478160104 ~~222~~1089 ~~25400~~19661 SH SOLE ~~25400~~7514 ~~Dionex~~12147 ~~Corp~~Kraft Foods, Inc. U. S. Stocks ~~254546104~~50075n104 ~~519~~988 ~~15600~~28750 SH SOLE ~~7150~~6500 ~~8450~~22250 ~~Dow~~Leggett ~~Chem~~& CoPlatt Inc U. S. Stocks ~~260543103~~524660107 ~~791~~390 ~~23803~~20000 SH SOLE ~~23803~~20000 ~~Drexler~~Liberty ~~Technology~~Media Corp-A U. S. Stocks ~~261876106~~530718105 ~~1528~~158 ~~127240~~12450 SH SOLE ~~4000~~2500 ~~123240~~9950 ~~192~~Lowe's ~~16000~~Companies U. S. Stocks 548661107 258 8150 SH ~~OTHER~~SOLE ~~16000~~1500 Du6650 ~~Pont~~M&T (EBank Corporation U.I S.) DeStocks ~~Nemours~~55261f104 1937 26169 SH SOLE 26169 Medtronic Inc U. S. Stocks ~~263534109~~585055106 ~~452~~320 ~~9369~~7360 SH SOLE ~~1192~~5700 ~~8177~~1660 48Mellon ~~1000~~Bk Corp U. S. Stocks 58551A108 281 8700 SH ~~OTHER~~SOLE ~~1000~~2300 EL6400 ~~Paso~~Mentor ~~Corportation~~Corporation Minnesota U. S. Stocks ~~28336l109~~587188103 ~~391~~300 ~~7447~~11850 SH SOLE ~~5700~~6450 ~~1747~~5400 ~~EMC~~Merck ~~Corp~~& Co Inc U. S. Stocks ~~268648102~~589331107 ~~734~~862 ~~25100~~12943 SH SOLE ~~2900~~1665 ~~22200~~11278 ~~Eli~~Microsoft ~~Lilly~~Corp. U. S. Stocks ~~532457108~~594918104 ~~840~~546 ~~11350~~10675 SH SOLE ~~1750~~200 ~~9600~~10475 ~~Emerson~~Minnesota ~~Elec~~Mng & Mfg Co U. S. Stocks ~~291011104~~604059105 ~~715~~531 ~~11825~~5400 SH SOLE ~~3050~~5400 ~~8775~~Neose ~~Evergreen~~Technologies, ~~Resources~~Inc U. S. Stocks ~~299900308~~640522108 ~~634~~367 ~~16675~~9500 SH SOLE ~~8250~~4500 ~~8425~~5000 6Nortel ~~150~~Networks Corporation U. S. Stocks 656569100 111 19775 SH ~~OTHER~~SOLE ~~150~~5300 ~~Exxon~~14475 ~~Mobil~~Openwave ~~Corporation~~Systems Inc U. S. Stocks ~~30231g102~~683718100 ~~3381~~173 ~~38702~~13550 SH SOLE ~~4644~~4650 ~~34058~~8900 ~~Federal~~Orthofix ~~Natl~~International ~~Mtg Assn~~ U. S. Stocks ~~313586109~~n6748l102 ~~1392~~322 ~~16350~~11300 SH SOLE ~~3850~~7900 ~~12500~~3400 ~~Financial~~PNC ~~Federal~~Bank Corp U. S. Stocks ~~317492106~~693475105 ~~1369~~172 ~~47275~~3000 SH SOLE ~~16400~~3000 ~~30875~~PP&L 6Resources ~~200~~Incpa SHU. ~~OTHER~~S. ~~200~~Stocks ~~First~~693499105 ~~Union~~261 ~~Corp~~8000 NSH ~~Carolina~~SOLE 8000 Pfizer Inc U. S. Stocks ~~337358105~~717081103 ~~805~~907 ~~23049~~22626 SH SOLE ~~900~~7576 ~~22149~~15050 ~~Flow~~Pharmacia ~~International~~Corporation ~~Corp~~ U. S. Stocks ~~343468104~~71713u102 ~~539~~281 ~~49950~~6925 SH SOLE ~~17700~~1075 ~~32250~~5850 ~~GAP~~Plantronics Inc ~~Del~~Com New U. S. Stocks ~~364760108~~727493108 ~~370~~254 ~~12750~~14875 SH SOLE ~~4150~~10800 ~~8600~~4075 ~~General~~Procter ~~Elec~~& Gamble Co U. S. Stocks ~~369604103~~742718109 ~~1942~~721 ~~39830~~9900 SH SOLE ~~7400~~2300 ~~32430~~7600 ~~487~~Rohm ~~10000~~& SHHass ~~OTHER~~Co ~~10000 Gentex Cp~~ U. S. Stocks ~~371901109~~775371107 ~~770~~247 ~~27625~~7547 SH SOLE ~~12100~~1900 ~~15525~~5647 6SBS ~~200~~Technologies Inc U. S. Stocks 78387p103 127 11350 SH ~~OTHER~~SOLE ~~200~~7650 ~~Gentner~~3700 ~~Communications~~Sanmina Corp U. S. Stocks ~~37245j105~~800907107 ~~389~~287 ~~36700~~21100 SH SOLE ~~18800~~2600 ~~17900~~18500 4Santa ~~400~~Fe Int'l Corp U. S. Stocks G805c1087 399 18800 SH ~~OTHER~~SOLE ~~400~~4250 ~~Graco~~14550 ~~Inc~~Solectron Corp. U. S. Stocks ~~384109104~~834182107 ~~1048~~283 ~~31748~~24250 SH SOLE ~~15250~~3550 ~~16498~~20700 7Sun ~~225~~Microsystems U. S. Stocks 866810104 347 42000 SH ~~OTHER~~SOLE ~~225~~6850 ~~Haemonetics~~35150 Symantec Corp~~/Mass~~ U. S. Stocks ~~405024100~~871503108 ~~972~~241 ~~31875~~6950 SH SOLE ~~13650~~5025 ~~18225~~1925 6Symbol ~~200~~Technologies Inc U. S. Stocks 871508107 110 10450 SH ~~OTHER~~SOLE ~~200~~6000 ~~Health~~4450 ~~Management~~Syncor ~~Associates~~Intl ICorp New U. S. Stocks ~~421933102~~87157j106 ~~628~~380 ~~29850~~11925 SH SOLE ~~5700~~9500 ~~24150~~2425 ~~Hershey~~Systems ~~Foods~~& Computer Tech. Corp. U. S. Stocks ~~427866108~~871873105 ~~330~~115 ~~5350~~12800 SH SOLE ~~5350~~11200 ~~Honeywell~~1600 ~~International~~Techne ~~Inc.~~Corporation U. S. Stocks ~~438516106~~878377100 ~~268~~229 ~~7650~~7775 SH SOLE ~~400~~6200 ~~7250~~1575 ~~Hooper~~Texas ~~Holmes~~Instrs Inc U. S. Stocks ~~439104100~~882508104 ~~1078~~544 ~~105651~~21770 SH SOLE ~~48600~~3770 ~~57051~~18000 10Tripath ~~1000~~Imaging Inc U. S. Stocks 896942109 100 23150 SH ~~OTHER~~SOLE ~~1000~~16850 ~~Hutchinson~~6300 ~~Technology~~Tyco International LTD U. S. Stocks ~~448407106~~902124106 ~~2820~~287 ~~148024~~6300 SH SOLE ~~24949~~6300 ~~123075~~USX-Marathon ~~295~~Group ~~15500~~U. S. Stocks 902905827 391 14600 SH ~~OTHER~~SOLE ~~15500~~4050 ~~ICU~~10550 ~~Medical~~Unifi Inc. U. S. Stocks ~~44930g107~~904677101 ~~1591~~367 ~~38550~~44813 SH SOLE ~~15550~~19500 ~~23000~~25313 12United ~~300~~Technologies SHCorp ~~OTHER 300 Integra Lifesciences~~ U. S. Stocks ~~457985208~~913017109 ~~3003~~342 ~~138700~~7350 SH SOLE ~~25650~~1250 ~~113050~~6100 32UnitedHealth ~~1500~~Group Inc. U. S. Stocks 91324p102 499 7500 SH ~~OTHER~~SOLE ~~1500~~1900 ~~Integrated~~5600 ~~Measurement~~Verizon ~~System~~Communications U. S. Stocks ~~457923100~~92343v104 ~~483~~1226 ~~22000~~22650 SH SOLE ~~13900~~1700 ~~8100~~20950 ~~Intel~~Vicor Corp U. S. Stocks ~~458140100~~925815102 ~~1080~~151 ~~36940~~10700 SH SOLE ~~6800~~8850 ~~30140~~1850 ~~International~~Wachovia ~~Business~~Corp ~~Machine~~NC Com U. S. Stocks ~~459200101~~929771103 ~~1533~~614 ~~13570~~19809 SH SOLE ~~350~~900 ~~13220~~18909 ~~International~~Walgreen ~~Rectifier~~Co ~~Corp~~ U. S. Stocks ~~460254105~~931422109 ~~608~~263 ~~17825~~7650 SH SOLE ~~4450~~1400 ~~13375~~6250 JPWells ~~Morgan~~Fargo ~~Chase~~ & ~~Co.~~Company U. S. Stocks ~~46625h100~~949746101 ~~455~~344 ~~10206~~7750 SH SOLE ~~500~~5000 ~~9706~~2750 ~~165~~Wendys ~~3700~~Intl Inc U. S. Stocks 950590109 266 10000 SH ~~OTHER~~SOLE ~~3700~~10000 ~~Johnson~~Williams &Communications ~~Johnson~~Group, U. S. Stocks ~~478160104~~969455104 ~~1273~~19 ~~25465~~15910 SH SOLE ~~8272~~6329 ~~17193~~9580 ~~Kimberly~~Williams ~~Clark~~Cos ~~Corp~~Inc Del U. S. Stocks ~~494368103~~969457100 ~~415~~536 ~~7424~~19650 SH SOLE ~~800~~8000 ~~6624~~11650 ~~Kraft Foods~~Worldcom, ~~Inc~~Group. U. S. Stocks ~~50075n104~~98157d106 ~~904~~307 ~~29150~~20438 SH SOLE ~~6500~~738 ~~22650~~19700

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