UNITED STATES BANKRUPTCY COURT
NORTHERN DISTRICT OF CALIFORNIA

Exhibit 99.1


In rc: Tvia. Inc.		Case No. 08-55860

		CHAPTER 11 MONTHLY OPERATING REPORT (GENERAL BUSINESS CASE)

SUMMARY OF FINANCIAL STATUS

MONTH ENDED: Oct-09 PETITION DATE: 10/15/08


I.		Chapter 11 Trustee hereby submits this Monthly Operating Report on the Accrual Basis of accounting (or if checked here the Office of the U.S. Trustee or the Court has approved the Cash Basis of Accounting for the Debtor). Dollars reported in $1


		End of Current		End of Prior		As of Petition
2.	Asset and Liability Structure	Month		Month		Filing
	a. Current Assets	$	4,155,870	$	4,462,858

	b. Total Assets	$	4,162,998	$	4,481,151	$	5,324,767

	c. Current Liabilities	$	825,408	$	870,508

	d. Total Liabilities	$	867,869	$	912,968	$	984,831


								Cumulative
3.	Statement of Cash Receipts & Disbursements for Month	Current Month			Prior Month			(Case to Date)
	a. Total Receipts	$	104,064		$	107,516		$	3,087,070

	b. Total Disbursements	$	346,263		$	614,278		$	2,771,364

	e. Excess (Deficiency) of Receipts Over Disbursements (a - b)	$	(242,199	)	$	(506,762	)	$	315,706

	d. Cash Balance Beginning of Month	$	3,705,438		$	4,212,199		$	3,147,533

	c. Cash Balance End of Month (c + d)	$	3,463,239		$	3,705,438		$	3,463,239


							Cumulative
		Current Month			Prior Month		(Case to Date)
4.	Profit/(loss) from the Statement of Operations	$	(411.659	)	$	141,987	$	(2,046,055	)

5.	Account Receivables (Pre and Post Petition)	$	121		$	0

6.	Post-Petition Liabilities	$	825,408		$	870,508

7.	Past Due Post-Petition Account Payables (over 30 days)	$	0		$	9,420


At the end of this reporting month:		Yes	No

8.	Have any payments been made on pre-Petition debt, other than payments in the normal course to secured creditors or lessors? (if yes, attach listing including dale of payment, amount of payment and name of payee)	o	þ
9.	Have any payments been made to professionals? (if yes, attach listing including date of payment, amount of payment and name of payee)	þ	o
10.	If the answer is yes to 8 or 9, were all such payments approved by the court?	þ	o
11.	Have any payments been made to officers, insiders, shareholders, relatives? {if yes. attach listing including date of payment, amount and reason for payment, and name of payee)	þ	o
12.	Is the estate insured for replacement cost of assets and for general liability?	þ	o
13.	Are a plan and disclosure statement on file?	þ	o
14.	Was there any post-petition borrowing during this reporting period?	o	þ

15.

Check if paid: Post-petition taxes þ ; U.S. Trustee Quarterly Fees þ ; Check if filing is current for: Post-petition tax reporting and tax returns: þ
(Attach explanation, if post-petition taxes or Quarterly Fees are not paid current or if post-petition tax reporting and tax return filings are not current.)

I declare under penalty of perjury I have reviewed the above summary and attached financial statements, and after making reasonable inquiry believe these documents are correct.




Date: 11/18/09		Responsible Individual

Tvia, Inc.
Payment to Professionals
10/1 to 10/31/09
Item 9 of Summary of Financial Status


Name	Title	Paid amount		Paid date	Paid for
Jefferson Stamp	Attorney	$	420.00	10/7/2009	Professional services for Sept 09

Yuchen Zhu	Chapter 11 Trustee	$	12,211.47	10/8/2009	Expenses reimbursed from 4/9 to 9/30/09

Yuchen Zhu	Chapter 11 Trustee	$	60,144.00	10/8/2009	Professional services from April to Sept. 09

Law Offices of Stuppi & Stuppi	Law firm	$	124,656.36	10/20/2009	Attorney for Chapter 11 Trustee from 4/12 to 7/31/09

Tvia, Inc.
Payment to officers, insiders, shareholder, and relatives
10/1 to 10/31/09
item 11 of Summary of Financial Status


Name	Title	Paid amount		Paid date	Paid for
Yuanshan Zou	shareholder		207.98	10/7/2009	Expenses reimbursement for the month

Yuanshan Zou	shareholder		13,200.00	10/30/2009	Services provided for Oct 09

STATEMENT OF OPERATIONS
(General Business Case)

For the Month Ended 10/31/09


Current Month
										Cumulative			Next Month
Actual			Forecast			Varianee				(Case to Date)			Forecast
									Revenues:
$	89,808		$	93,840		$	(4,032	)	Gross Sales	$	2,777,058		$	152,952

$	0		$	0		$	0		less: Sales Returns & Allowances	$	0		$	0

$	89,808		$	93,840		$	(4,032	)	Net Sales	$	2,777,058		$	152,952

$	70,976		$	70,723		$	(253	)	less: Cost of Goods Sold (Schedule ‘B’)	$	1,047,488		$	125,433

$	18,832		$	23,117		$	(4,285	)	Gross Profit	$	1,729,570		$	27,519

$	337		$	406		$	(69	)	Interest	$	18,128		$	337

						$	0		Other Income:	$	42

$	0					$	0		Other Income — Litigation Settlement	$	142,000

						$	0			$	0

$	19,169		$	23,523		$	(4,354	)	Total Revenues	$	1,889,740		$	27,856

									Expenses:
$	0		$	0		$	0		Compensation to Owner(s)/Officer(s)	$	129,496		$	0

$	5,635		$	5,692		$	(58	)	Salaries	$	367,362		$	5,000

$	6,287		$	6,569		$	(282	)	Commissions	$	83,347		$	10,707

						$	0		Contract Labor	$	2,975

						$	0		Personal Property	$	0

$	3,179		$	3,179		$	0		Real Property	$	79,638		$	3,269

$	3,221		$	3,221		$	0		Insurance	$	179,493		$	3,221

$	0					$	0		Management Fees	$	0

$	1,274		$	1,274		$	0		Depreciation	$	40,034		$	441

$	431		$	433		$	(2	)	Employer Payroll	$	33,856		$	221

$	306		$	306		$	0		Real Property Taxes	$	3,582		$	306

						$	0		Other Taxes	$	58

						$	0		Other Selling	$	10,630

$	3,050		$	5,000		$	(1,950	)	Other Administrative	$	238,904		$	2,800

						$	0		Interest Expense	$	(7,060	)

$	0					$	0		Other Expenses:	$	0

$	233,275		$	233,275		$	0		Intercompany cost plus	$	760,871		$	0

$	0		$	0		$	0		Settlement on employment agreements	$	29,000		$	0

						$	0			$	0

						$	0			$	0

						$	0

						$	0

						$	0

						$	0

$	256,657		$	258,948		$	(2,291	)	Total Expenses	$	1,952,185		$	25,965

$	(237,488	)	$	(235,425	)	$	(472,913	)	Subtotal	$	(62,445	)	$	1,891

$	(174,182	)	$	(107,900	)	$	66,282		Professional Fees	$	(1,965,570	)	$	(125,400	)

						$	0		Provisions for Rejected Executory Contract	$	0

$	11		$	11		$	0		Interest Earned on Accumulated Cash from	$	2,262		$	11

									Resulting Chp 11 Case	$	0

						$	0		Gain or (Loss) from Sale of Equipment	$	0

$	0					$	0		U.S. Trustee Quarterly Fees	$	(19,500	)

						$	0			$	0

$	(174,171	)	$	(107,889	)	$	(66,282	)	Total Reorganization Items	$	(1,982,808	)	$	(125,389	)

$	(411,659	)	$	(343,314	)	$	(68,345	)	Net Profit (Loss) Before Federal & State	$	(2,045,254	)	$	(123,498	)

						$	0		Federal & State Income Taxes	$	800

$	(411,659	)	$	(343,314	)	$	(68,345	)	Net Profit (Loss)	$	(2,046,054	)	$	(123,498	)


		Attach an Explanation of Variance to Statement of Operations (For variances greater than +/- 10% only):

Tvia, Inc.
Statement of Operations
(General Business Case)

For the month ended: 10/31/09

Explanation of Variance to Statement of Operations
(For variance greater than +/- 10% only)


6	Interest	The total disbursements of $312K to professionals and China subsidiary decreased interest income.

24	Other Administrative	Administrative expenses were less than expected.

37	Professional fees	Legal expenses from Sheppard Mullin were $70K more than forecasted

BALANCE SHEET
(General Business Case)
For the Month Ended 10/31/09


	From Schedules		Market Value
Assets
Current Assets
Cash and cash equivalents — unrestricted				1,961,067

Cash and cash equivalents — restricted			$	1,502,172

Accounts receivable (net)		A	$	121

Inventory		B	$	499,714

Prepaid expenses				32,796

Professional retainers				160,000

Other: Other Receivable				—

Other: Intercompany Receivable			$	0


Total Current Assets			$	4,155,870


Property and Equipment (Market Value)

Real property		C	$	0

Machinery and equipment		D	Unknown

Furniture and fixtures		D	Unknown

Office equipment		D	$	0

Leasehold improvements		D	$	0

Vehicles		D	$	0

Other: Software		D	Unknown

		D

		D

		D

		D


Total Property and Equipment			$	0


Other Assets

Loans to shareholders

Loans to affiliates

Investments in Subsidiary			Unknown

Deposits				7,128



Total Other Assets			$	7128


Total Assets			$	4,162,998


NOTE:		Indicate the method used to estimate the market value of assets (e.g., appraisals; familiarity with comparable market prices, etc.) and the date the value was determined.

Liabilities and Equity
(General Business Case)


Liabilities From Schedules

Post-Petition

Current Liabilities

Salaries and wages			13,636

Payroll taxes		$	0

Real and personal property taxes

Income taxes

Sales taxes		$	0

Notes payable (short term)

Accounts payable (trade)	A	$	4,236

Real property lease arrearage

Personal property lease arrearage

Accrued professional fees			643,663

Current portion of long-term post-petition debt (due within 12 months)

Other: Accrued Expenses			44,069

Other: Intercompany Payable			119,804



Total Current Liabilities		$	825,408


Long-Term Post-Petition Debt, Net of Current Portion


Total Post-Petition Liabilities		$	825,408


Pre-Petition Liabilities (allowed amount)

Secured claims	F	$	0

Priority unsecured claims	F	$	37,240

General unsecured claims	F	$	5,221


Total Pre-Petition Liabilities		$	42,461


Total Liabilities		$	867,869


Equity (Deficit)

Retained Earnings/(Deficit) at time of filing

Capital Stock

Additional paid-in capital

Cumulative profit/(loss) since filing of case		$	(2,046,055	)

Post-petition contributions/(distributions) or (draws)



Market value adjustment


Total Equity (Deficit)		$	(2,046,055	)


Total Liabilities and Equity (Deficit)		$	(1,178,186	)

STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS

Increase/(Decrease) in Cash and Cash Equivalents

For the Month Ended Oct-09


	Actual			Cumulative
	Current Month			(Case to Date)
Cash Receipts

Rent/Leases Collected					—

Cash Received from Sales		90,001			2,787,975

Interest Received		348			31,025

Borrowings					—

Funds from Shareholders, Partners, or Other Insiders					—

Capital Contributions					—

COBRA Payment					12,152

Refund from PG&E					729

Refund from Tax Collector					11,568

Refund from Resources Global					26,074

Refund		13,714			64,000

Others — COBRA tax credit					3,546

Others — Settlement Synned					150,000

Total Cash Receipts		104,064			3,087,070

Cash Disbursements

Payments for Inventory					143,561

Selling					10,000

Administrative		13,861			287,750

Capital Expenditures					—

Principal Payments on Debt					—

Interest Paid					—

Rent/Lease:					—

Personal Properly					—

Real Property		3,179			55,410

Amount Paid to Owner(s)/Officer(s)					—

Salaries		2,186			87,379

Draws					—

Commissions/Royalties					—

Expense Reimbursements					4.852

Other					—

Salaries/Commissions (less employee withholding)					238,785

Management Fees					—

Taxes:					—

Employee Withholding		1,401			178,953

Employer Payroll Taxes		383			36,200

Real Property Taxes		—			3,676

Other Taxes — Sales/Use tax					57

Other Cash Outflows:					—

401K contribution, loans		—			37,301

Dependend medical insurance		—			1,502

Court approved retainer to law firms					285,000

Directors fee					40,000

China subsidiary		114,834			549,960

Payments to shareholders		13,408			97,903

Payments for settlements					31,562

Payments to Professionals		197,012			681,514



Total Cash Disbursements:		346,263			2,771,364

Net Increase (Decrease) In Cash		(242,119	)		315,706

Cash Balance, Beginning of Period		3,705,438			3,147,533

Cash Balance, End of Period		3,463,239			3,463,239

TVIA INC 8-K