Sphere 3D Corp.·4

May 29, 5:00 PM ET

Harnett Sue 4

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Sphere 3D (ANY) Director Sue Harnett Exercises RSUs, Disposes 12,630

What Happened
Sue Harnett, a director of Sphere 3D Corp. (ANY), reported the exercise/conversion of derivative awards on 2026-05-29 that resulted in the acquisition of 12,630 shares and a simultaneous disposition of 12,630 shares. The filing uses Form 4 code M (exercise/conversion of derivative). No price or total dollar value is provided in the filing.

Key Details

  • Transaction date: 2026-05-29 (filing date: 2026-05-29) — filing date matches transaction date; no late filing indicated in the provided record.
  • Transaction type/code: M — exercise or conversion of a derivative security.
  • Shares acquired: 12,630; shares disposed: 12,630.
  • Price/value: Not reported (N/A) for both acquisition and disposition, so dollar amounts cannot be calculated from the filing.
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Footnote: Each RSU represents a contingent right to receive one share of Sphere 3D common stock.

Context
The filing shows a conversion of RSUs (derivative awards) into common stock with a matching disposition of the same number of shares. The document does not state whether the disposition was a sale, transfer, or related to tax withholding, so no conclusion about Harnett’s market intent can be drawn from this filing alone.

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