13F-HR 1 d60345_13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.S.A. Inc. Address: 535 Madison Avenue New York New York 10022 13F File Number: 28-6692 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Neil Daniele Title: Senior Vice President Phone: (212) 509-1538 Signature, Place, and Date of Signing: /s/ Neil Daniele, New York, New York, August 11, 2004 ---------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $ 398,779 (thousands) List of Other Included Managers: None No. 13F File Number Name

~~Title~~TITLE ofOF ~~Value~~VALUE SHARES/ SH/~~PRN~~ ~~Put~~PUT/ ~~Investment~~INVSTMT ~~Other~~OTHER ~~Voting~~VOTING ~~Authority~~AUTHORITY ~~Name~~NAME ofOF ~~Issuer~~ISSUER ~~Class~~CLASS ~~Cusip~~CUSIP (x$1000) ~~Amount~~PRN ~~SH/~~AMT PRN ~~Call~~CALL ~~Discretion~~DSCRETN ~~Managers~~MANAGERS ~~Sole~~SOLE ~~Shared~~SHARED ~~None~~NONE ----------------------- ------------- --------- -------- ------- --- ---- ------- -------- -------- -------- --------~~--------------------------~~ 3M CO COM 88579Y101 65,~~893~~500 9961,~~800~~100 SH Sole 9961,~~800~~100 0 0 ~~ADV.~~AMERADA ~~SEMICOND~~HESS ~~ENGR-ADR~~CORP ~~SPONSORED~~COM ~~ADR~~023551104 ~~00756M404 1~~7,~~744~~333 ~~451~~92,~~761~~600 SH Sole 92,600 0 0 ~~451,761~~ AMERICAN EXPRESS COM 025816109 7,~~237~~162 ~~160~~139,~~600~~400 SH Sole ~~160~~139,~~600~~400 0 0 AMERICAN ~~INT'L~~INTERNATIONAL GROUP COM 026874107 5,~~164~~945 8983,~~500~~400 SH Sole 8983,~~500~~400 0 0 ANALOG DEVICES COM 032654105 69,~~999~~571 ~~184~~203,~~100~~300 SH Sole ~~184~~203,~~100~~300 0 0 APPLIED MATERIALS INC COM 038222105 54,~~376~~012 ~~296~~204,500 SH Sole ~~296~~204,500 0 0 BANK OFONE ~~MONTREAL~~CORP COM ~~063671101~~06423A103 27,~~553~~354 74144,200 SH Sole 144,200 0 0 BOEING CO COM 097023105 7,715 151,000 SH Sole 74151,000 0 0 ~~BANK~~CANADIAN ~~ONE~~NATL ~~CORP~~RAILWAY CO COM ~~06423A103~~136375102 23,~~396~~834 6287,950 SH Sole 87,950 0 0 CHUNGHWA TELECOM CO LTD SPONSORED ADR 17133Q205 106 6,000 SH Sole 626,000 0 0 ~~BCE~~CISCO SYSTEMS INC COM ~~05534B109~~17275R102 ~~153~~11,575 7488,~~000~~400 SH Sole 7488,~~000~~400 0 0 ~~BOEING~~CITIGROUP COINC COM ~~097023105~~172967101 314,~~629~~271 ~~105~~306,~~700~~900 SH Sole ~~105~~306,~~700~~900 0 0 ~~BRISTOL~~DELL ~~MYERS~~INC ~~SQUIBB~~COM 24702R101 8,783 245,200 SH Sole 245,200 0 0 DEVON ENERGY CORPORATION COM ~~110122108~~25179M103 5,~~612~~650 ~~218~~85,600 SH Sole 85,600 0 0 EMC CORP/MASS COM 268648102 6,743 591,500 SH Sole 591,500 0 0 EMERSON ELECTRIC CO COM 291011104 6,908 108,700 SH Sole ~~218~~108,700 0 0 ~~CANADIAN~~ENCANA ~~NATL~~CORP ~~RAILWAY~~COM CO69831A107 ~~LTD~~3,202 74,200 SH Sole 74,200 0 0 EXELON CORPORATION COM ~~136375102~~30161N101 5,~~426~~812 174,600 SH Sole 174,600 0 0 EXXON MOBIL CORP COM 30231G102 8,886 200,100 SH Sole 200,100 0 0 FEDEX CORPORATION COM 31428X106 8,545 104,~~300~~600 SH Sole 104,600 0 0 FLEXTRONICS INTL LTD COM Y2573F102 191 12,000 SH Sole 12,000 0 0 GENERAL DYNAMICS CORP COM 369550108 6,216 62,600 SH Sole 62,600 0 0 GENERAL ELECTRIC COM 369604103 14,298 441,300 SH Sole 441,300 0 0 ~~CANADIAN~~GENERAL ~~PACIFIC~~MOTORS ~~RAILWAY~~COM 370442105 5,022 107,800 SH Sole 107,800 0 0 GILLETTE COMPANY COM ~~13645T100~~375766102 110,~~523~~452 64246,500 SH Sole 64246,500 0 0 ~~CHUNGHWA~~GUIDANT ~~TELECOM~~CORP COCOM 401698105 7,633 136,600 SH Sole 136,600 0 0 HARTFORD FINANCIAL SVCS GRP COM 416515104 8,008 116,500 SH Sole 116,500 0 0 HOME DEPOT INC COM 437076102 9,201 261,400 SH Sole 261,400 0 0 ICICI BANK LTD~~-ADR~~ SPONSORED ADR ~~17133Q205~~45104G104 8473 6,000 SH Sole 6,000 0 0 ~~CISCO~~INCO ~~SYSTEMS~~LTD ~~INC~~ COM ~~17275R102~~453258402 107,~~970~~569 ~~560~~219,000 SH Sole ~~560~~219,000 0 0 ~~CITIGROUP~~INTEL ~~INC~~CORP COM ~~172967101~~458140100 169,~~566~~210 ~~364~~333,~~000~~700 SH Sole ~~364~~333,~~000~~700 0 0 ~~COCA~~JOHNSON ~~COLA~~& COJOHNSON COM ~~191216100~~478160104 311,~~364~~669 78209,~~300~~500 SH Sole 78209,~~300~~500 0 0 ~~COMPUTER~~JP ~~ASSOCIATES~~MORGAN ~~INTL~~CHASE ~~INC~~& CO COM ~~204912109~~46625H100 15,~~736~~974 66154,~~500~~100 SH Sole 66154,~~500~~100 0 0 ~~DELL~~KOOKMIN ~~INC~~BANK ~~COM~~NEW ~~24702R101~~SPONSORED ~~7,132~~ADR ~~213~~50049M109 126 4,~~400~~000 SH Sole ~~213~~4,~~400~~000 0 0 ~~DELPHI~~LEXMARK ~~CORP~~INTERNATIONAL ~~COM~~INC ~~247126105~~CL 1A 529771107 6,~~694~~873 ~~187~~71,200 SH Sole ~~187~~71,200 0 0 ~~EMERSON~~LOCKHEED ~~ELECTRIC~~MARTIN COCORPORATION COM ~~291011104~~539830109 310,~~965~~484 75201,300 SH Sole 75201,300 0 0 ~~EXELON~~MCGRAW-HILL ~~CORPORATION~~CO INC COM ~~30161N101~~580645109 37,~~854~~083 6092,~~700~~500 SH Sole 6092,~~700~~500 0 0 ~~EXXON~~MICROSOFT ~~MOBIL~~ CORP COM ~~30231G102~~594918104 114,~~156~~650 ~~304~~162,800 SH Sole ~~304~~162,800 0 0 ~~FLEXTRONICS~~MORGAN ~~INTL~~STANLEY ~~LTD~~COM NEW 617446448 5,076 96,200 SH Sole 96,200 0 0 NOVELL INC COM ~~Y2573F102~~670006105 ~~171~~3,088 12368,000 SH Sole 12368,000 0 0 ~~GENERAL~~PFIZER ~~DYNAMICS~~INC ~~CORP~~COM 717081103 15,128 441,300 SH Sole 441,300 0 0 PLACER DOME INC COM ~~369550108~~725906101 47,~~887~~731 62464,600 SH Sole 62464,600 0 0 ~~GENERAL~~POSCO ~~ELECTRIC~~SPONSORED ADR 693483109 483 14,400 SH Sole 14,400 0 0 PROCTER & GAMBLE COM ~~369604103~~742718109 1511,~~194~~955 ~~509~~219,~~700~~600 SH Sole ~~509~~219,~~700~~600 0 0 ~~GILLETTE~~PROVIDIAN ~~COMPANY~~FINANCIAL CORP COM ~~375766102~~74406A102 58,~~654~~113 ~~176~~553,~~800~~000 SH Sole ~~176~~553,~~800~~000 0 0 ~~GUIDANT~~SCHERING ~~CORP~~PLOUGH COM ~~401698105~~806605101 68,~~479~~710 ~~138~~471,300 SH Sole ~~138~~471,300 0 0 ~~HARTFORD~~SK ~~FINANCIAL~~TELECOM ~~SVCS~~SPONSORED ~~GRP~~ADR 78440P108 231 11,000 SH Sole 11,000 0 0 SOUTHERN CO COM ~~416515104~~842587107 45,~~605~~632 87193,~~500~~200 SH Sole 87193,~~500~~200 0 0 ~~HOME~~SPX ~~DEPOT~~CORP COM 784635104 1,955 42,100 SH Sole 42,100 0 0 SUNCOR ENERGY INC COM ~~437076102~~867229106 72,~~195~~863 ~~225~~111,~~900~~800 SH Sole ~~225~~111,~~900~~800 0 0 ~~ICICI~~TAIWAN ~~BANK~~SEMICONDUCTOR ~~LTD~~ SPONSORED ADR ~~45104G104~~874039100 ~~132~~366 1243,~~500~~991 SH Sole 1243,~~500~~991 0 0 ~~INCO~~TARGET ~~LTD~~CORP COM ~~453258402~~87612E106 711,~~035~~650 ~~253~~274,300 SH Sole 274,300 0 0 UNISYS CORP COM 909214108 6,989 503,500 SH Sole ~~253~~503,500 0 0 ~~INFOSYS~~UNITED ~~TECHNOLOGIES~~MICROELECTRONICS ~~LTD~~ SPONSORED ADR ~~456788108~~910873207 ~~204~~509 3118,~~000~~158 SH Sole 3118,~~000~~158 0 0 ~~INTEL~~UNITED ~~CORP~~TECHNOLOGIES COM ~~458140100~~913017109 97,~~505~~364 ~~345~~80,~~400~~500 SH Sole ~~345~~80,~~400~~500 0 0 ~~INT'L~~VIACOM ~~BUSINESS~~INC ~~MACHINES~~CLASS ~~COM~~B ~~459200101~~925524308 68,~~104~~448 69236,~~100~~500 SH Sole 69236,~~100~~500 0 0 ~~JOHNSON~~WACHOVIA &CORP ~~JOHNSON~~ COM ~~478160104~~929903102 58,~~591~~188 ~~112~~184,~~900~~000 SH Sole ~~112~~184,~~900~~000 0 0 JPWALGREEN ~~MORGAN~~CO ~~CHASE~~COM &931422109 CO7,220 199,400 SH Sole 199,400 0 0 WAL-MART STORES COM ~~46625H100~~931142103 913,~~496~~443 ~~276~~254,~~600~~800 SH Sole ~~276~~254,~~600~~800 0 0 TOTAL 398,779

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