13F-HR 1 d428099d13fhr.txt STONE HARBOR INVESTMENT PARTNERS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stone Harbor Investment Partners LP Address: 31 West 52nd Street 16th Floor New York, NY 10019 Form 13F File Number: 028-14178 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Wilby Title: Chief Investment Officer Phone: (212) 548-1200 Signature, Place, and Date of Signing: /s/ Peter J. Wilby New York, NY October 19, 2012 _______________________ ________________________ _______________________ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name ____________________ ________________________________________________________ ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total (000's): $44,268 List of Other Included Managers: No. Form 13F File Number Name NONE Form 13F Information Table - Q3 2012

MARKET ~~SHARES/ VOTING VOTING VOTING~~ VALUE ~~PRINCIPAL SHARES/~~ INVESTMENT ~~OTHER AUTHORITY AUTHORITY AUTHORITY~~ NAME OF ISSUER TITLE OF CLASS CUSIP (000'S) SHARES/PRINCIPAL AMOUNT SHARES/PRINCIPAL DISCRETION ~~MANAGERS (SOLE) (SHARED) (NONE)~~ --------------~~-------------~~ ---------------- --------- ------- -----~~----~~ --------- ---------- ----~~----~~ ---------- ------~~---~~ ---------- AIRTRAN HLDGS INC............. NOTE 5.250%11/0 00949PAD0 2,~~310~~087 1,~~794~~626,000 PRN SOLE ~~0 1,794,000 0 0~~ ALTRA HOLDINGS INC............ NOTE 2.750% 3/0 02208RAE6 2,~~721~~758 2,~~916~~744,000 PRN SOLE ~~0 2,916,000 0 0~~ APACHE CORP................... PFD CONV SER D ~~037411808~~37411808 2,~~249~~053 4442,~~760~~039 SH SOLE ~~0 44,760 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 847 1,000,000 PRN SOLE 0 1,000,000 0 0~~ COMTECH TELECOMMUNICATIONS C.. NOTE 3.000% 5/0 205826AF7 1,~~324~~302 1,~~246~~220,000 PRN SOLE ~~0 1,246,000 0 0~~ CUMULUS MEDIA INC............. CL A 231082108 ~~521~~476 172,924 SH SOLE ~~0 172,924 0 0~~ DENDREON CORP................. NOTE 2.875% 1/1 24823QAC1 1,~~960~~769 2,~~767~~652,000 PRN SOLE GREENBRIER COS INC............ NOTE 3.500% 4/0 2393657AH4 3,~~767~~583 3,888,000 0PRN 0SOLE HOME INNS & HOTELS MGMT INC... NOTE 2.000%12/1 43713WAB3 ~~390~~369 ~~500~~433,000 PRN SOLE ~~0 500,000 0 0~~ HORNBECK OFFSHORE SVCS INC N.. FRNT 1.625%11/1 440543AE6 21,~~027~~907 1,~~922~~823,000 PRN SOLE ~~0 1,922,000 0 0~~ LUCENT TECHNOLOGIES INC....... DBCV 2.875% 6/1 549463AG2 32,~~300~~918 43,~~348~~823,000 PRN SOLE ~~0 4,348,000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 656 609,000 PRN SOLE 0 609,000 0 0~~ MICRON TECHNOLOGY INC......... ~~NOTE~~DEBT 1.875% 6/0 ~~595112AH6~~595112AK9 201,618 201,792,000 PRN SOLE ~~0 20,000 0 0~~ MICRON TECHNOLOGY INC......... ~~DEBT~~NOTE 1.~~875~~500% 68/0 ~~595112AK9~~595112AQ6 1,~~653~~664 1,~~875~~853,000 PRN SOLE ~~0 1,875,000 0 0~~ MOLYCORP INC DEL.............. PFD CONV SER A 608753208 ~~473~~371 98,~~080~~147 SH SOLE ~~0 9,080 0 0~~ NEWPARK RES INC............... NOTE 4.000%10/0 651718AC2 2,~~077~~131 2,~~172~~013,000 PRN SOLE ~~0 2,172,000 0 0~~ ON SEMICONDUCTOR CORP......... NOTE 2.625%12/1 682189AG0 2,~~944~~780 2,~~858~~712,000 PRN SOLE ~~0 2,858,000 0 0~~ RTI INTL METALS INC........... NOTE 3.000%12/0 74973WAA5 1,~~962~~875 1,~~928~~779,000 PRN SOLE ~~0 1,928,000 0 0~~ SMITHFIELD FOODS INC.......... NOTE 4.000% 6/3 832248AR9 1,~~335~~225 1,~~200~~139,000 PRN SOLE ~~0 1,200,000 0 0~~ SYMANTEC CORP................. NOTE 1.000% 6/1 871503AF5 63,~~145~~989 63,~~000~~646,000 PRN SOLE ~~0 6,000,000 0 0~~ TRW AUTOMOTIVE INC............ NOTE 3.500%12/0 87264MAH2 4,~~505~~720 32,~~090~~852,000 PRN SOLE ~~0 3,090,000 0 0~~ TYSON FOODS INC............... NOTE 3.250%10/1 902494AP8 3,~~689~~196 32,~~025~~823,000 PRN SOLE 0WEBMD ~~3,025,000~~HEALTH 0CORP............. 0NOTE ~~---------------------------~~2.500% ~~---------------~~1/3 ~~---------~~94770VAF9 ~~-------~~1,477 ~~---------~~1,779,000 ~~---------~~PRN ~~----------~~SOLE -------- ~~---------- --------- ---------~~ Total 4344,~~107~~268 ~~--------------------------- --------------- --------- ------- --------- --------- ---------- -------- ---------- --------- ---------~~======

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