13F-HR 1 e300043_13f.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.S.A. Inc. Address: 180 Maiden Lane New York New York 10038 13F File Number: 28-6692 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil Daniele Title: Senior Vice President Phone: (212) 509-1538 Signature, Place, and Date of Signing: /s/ Neil Daniele, New York, New York, February 10, 2003 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: $378,942 (thousands) List of Other Included Managers: NONE No. 13F File Number Name

FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ADV. SEMICOND ENGR~~-ADR~~ SPONSORED ADR 00756M404 ~~811~~986.~~116~~8578 337965 SH Sole 337965 AMERICAN INT'L GROUP COM 026874107 ~~6088~~7751.119 ~~111300~~134000 SH Sole ~~111300~~134000 ANALOG DEVICES COM 032654105 1432.2 60000 SH Sole 60000 ANHEUSER BUSCH COS INC COM 035229103 ~~3091~~1989.6624 ~~61100~~41100 SH Sole ~~61100~~41100 APPLIED MATERIALS INC COM 038222105 ~~3568~~3322.9565 ~~309000~~255000 SH Sole ~~309000~~255000 BANK OF MONTREAL COM 063671101 ~~1851~~2572.244 ~~80000~~97000 SH Sole ~~80000~~97000 BCE INC COM 05534B109 ~~1106~~1341.25745 ~~62500~~74500 SH Sole ~~62500~~74500 BRISTOL MYERS SQUIBB COM 110122108 ~~5878~~7347.681 ~~247000~~317400 SH Sole ~~247000~~317400 CANADIAN NATL RAILWAY CO COM 136375102 ~~2285~~3083.~~208~~752 ~~61200~~74200 SH Sole ~~61200~~74200 CANADIAN PACIFIC RAILWAY COM 13645T100 ~~1833~~2372.~~2125~~865 ~~100450~~120450 SH Sole ~~100450~~120450 CELESTICA INC SUB VTG SHS 15101Q108 ~~292~~314.1343 22300 SH Sole 22300 CISCO SYSTEMS INC COM 17275R102 ~~5575~~6838.362 ~~532000~~522000 SH Sole ~~532000~~522000 CITIGROUP INC COM 172967101 ~~10810.39~~14076 ~~364600~~400000 SH Sole ~~364600~~400000 COCA COLA CO COM 191216100 ~~7788~~4682.~~704~~112 ~~162400~~106800 SH Sole ~~162400~~106800 ~~EXXON~~DELL ~~MOBIL~~COMPUTER CORP COM ~~30231G102~~247025109 ~~8131~~3342.315 ~~254900~~125000 SH Sole ~~254900~~125000 ~~FEDERAL~~EXXON ~~HOME~~MOBIL ~~LN MTG~~ CORP COM ~~313400301~~30231G102 ~~13024~~11687.743 ~~233000~~334500 SH Sole ~~233000~~334500 FLEXTRONICS INTL LTD ORD Y2573F102 8398.~~664~~28 12000 SH Sole 12000 FREDDIE MAC COM 313400301 11951.72 202400 SH Sole 202400 GENERAL DYNAMICS CORP COM 369550108 ~~6449~~7317.~~469~~914 ~~79300~~92200 SH Sole ~~79300~~92200 GENERAL ELECTRIC COM 369604103 ~~10493~~11461.~~505~~545 ~~425700~~470700 SH Sole ~~425700~~470700 GILLETTE COMPANY COM 375766102 ~~7923~~8127.92372 267700 SH Sole 267700 HOME DEPOT INC COM 437076102 ~~6731~~6888.19936 ~~257900~~286800 SH Sole ~~257900~~286800 ICICI BANK LTD SPON ADR SPONSORED ADR 45104G104 ~~182~~175.~~31763~~0905 ~~30437~~26937 SH Sole ~~30437~~26937 INCO LTD COM 453258402 ~~2426~~3800.~~666~~502 ~~151100~~179100 SH Sole ~~151100~~179100 INFOSYS TECHNOLOGIES ~~SP ADR~~ SPONSORED ADR 456788108 ~~396~~459.~~202~~7255 ~~7310~~6610 SH Sole ~~7310~~6610 INTEL CORP COM 458140100 ~~5400~~5119.~~432~~416 ~~388800~~328800 SH Sole ~~388800~~328800 INT'L BUSINESS MACHINES COM 459200101 ~~5906.803~~10292 ~~101300~~132800 SH Sole ~~101300~~132800 ~~JOHNSON~~JM &SMUCKER ~~JOHNSON~~CO COM ~~478160104~~NEW ~~12270~~832696405 129.~~752~~46212 ~~226900~~3252 SH Sole ~~226900~~3252 JPJOHNSON ~~MORGAN CHASE~~ & COJOHNSON COM ~~46625H100~~478160104 ~~1775~~10844.~~565~~049 ~~93500~~201900 SH Sole ~~93500~~201900 ~~KOREA~~JP ~~ELECTRIC~~MORGAN ~~POWER~~CHASE ~~ADR~~& ~~SPONSORED~~CO ~~ADR~~COM ~~500631106~~46625H100 ~~111.96~~2796 ~~12000~~116500 SH Sole ~~12000~~116500 LOEWS CORP-CAROLINA GROUP CAROLINA GROUP STK 540424207 ~~752~~608.41 ~~40000~~30000 SH Sole ~~40000~~30000 MELLON FINANCIAL CORP COM 58551A108 ~~10112~~8537.797 ~~390000~~327000 SH Sole ~~390000~~327000 MERCK & CO COM 589331107 ~~4187~~8208.~~036~~45 ~~91600~~145000 SH Sole ~~91600~~145000 MICROSOFT CORP COM 594918104 ~~12667~~14879.~~104~~26 ~~289600~~287800 SH Sole ~~289600~~287800 MONSANTO CO COM 61166W101 ~~262~~267.~~13176~~63275 ~~17144~~13903 SH Sole ~~17144~~13903 MORGAN ST DEAN WITTER & CO COM NEW 617446448 ~~4245~~5337.~~164~~304 ~~125300~~133700 SH Sole ~~125300~~133700 PFIZER INC COM 717081103 ~~8807~~9155.57715 ~~303500~~299500 SH Sole ~~303500~~299500 PHARMACIA CORPORATION COM 71713U102 ~~3907~~4117.443 ~~100500~~98500 SH Sole ~~100500~~98500 ~~PHIL LONG DIST ADR SPONSORED ADR 718252604 25.8 5000 SH Sole 5000~~ PHILIP MORRIS CO INC COM 718154107 ~~8462~~4936.28554 ~~218100~~121800 SH Sole ~~218100~~121800 PROCTER & GAMBLE COM 742718109 ~~15766~~11747.~~632~~998 ~~176400~~136700 SH Sole 176400 REYNOLDS R J TOB HLDGS INC COM 76182K105 604.8 15000 SH Sole 15000 ROC TAIWAN FUND SH BEN INT 749651105 420 120000 SH Sole 120000 ROYAL BANK OF CANADA COM 780087102 1608.66 48600 SH Sole 48600 SARA LEE CORP COM 803111103 2315.514 126600 SH Sole 126600 SBC COMMUNICATIONS INC COM 78387G103 7266.15 361500 SH Sole 361500 SCHLUMBERGER LTD COM 806857108 5607.468 145800 SH Sole 145800 SK TELECOM ADR SPONSORED ADR 78440P108 254.76 12000 SH Sole 12000 SLM CORP COM 78442P106 12471.446 133900 SH Sole 133900 SMUCKER J M COM NEW 832696405 144.3044 3932 SH Sole 3932 SOUTHERN CO COM 842587107 15731.148 546600 SH Sole 546600 SPX CORP COM 784635104 9595.59 95100 SH Sole 95100 SUNCOR ENERGY INC COM 867229106 1725.51 101800 SH Sole 101800 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADR 874039100 1846.07835 290721 SH Sole 41790 248931 TARGET CORP COM 87612E106 6889.968 233400 SH Sole 233400 3M CO COM 88579Y101 13042.442 118600 SH Sole 118600 TORONTO DOMINION BANK COM NEW 891160509 1665.906 94600 SH Sole 94600 TRANSOCEAN INC ORD G90078109 1799.2 86500 SH Sole 86500 TRAVELERS PROP CASUAL T-B CL B 89420G406 437.85786 32362 SH Sole 32362 TRAVELERS PROPERTY CASUALTY CL A 89420G109 2479.6464 187852 SH Sole 187852 TXU CORPORATION COM 873168108 9301.33 223000 SH Sole 223000 UNION PACIFIC CORP COM 907818108 9664.29 167000 SH Sole 167000 UNITED MICROELECTRONICS-ADR SPONSORED ADR 910873207 793.63225 224825 SH Sole 224825 UNITED TECHNOLOGIES COM 913017109 7727.832 136800 SH Sole 136800 VERIZON COMMUNICATIONS COM 92343V104 3191.272 116300 SH Sole 116300 WACHOVIA CORP COM 929903102 6619.725 202500 SH Sole 202500 WALGREEN CO COM 931422109 6810.264 221400 SH Sole 221400 WAL-MART STORES COM 931142103 11817.6 240000 SH Sole 240000 WYETH COM 983024100 6665.28 209600 SH Sole 209600 TOTAL 349983.2782136700

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