13F-HR 1 e300740_nomura-13f.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.S.A. Inc. Address: 180 Maiden Lane New York New York 10038 13F File Number: 28-6692 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil Daniele Title: Senior Vice President Phone: (212) 509-1538 Signature, Place, and Date of Signing: /s/ Neil Daniele, New York, New York, November 7, 2003 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $357,881 (thousands) List of Other Included Managers: NONE No. 13F File Number Name

~~FORM~~Title ~~13F~~of ~~INFORMATION~~Value ~~TABLE TITLE OF VALUE SHARES/~~ SH/PRN ~~PUT~~Put/ ~~OTHER~~Investment ~~INVSTMT~~Other ~~VOTING~~Voting ~~AUTHORITY~~Authority ~~NAME~~Name OFof ~~ISSUER~~Issuer ~~CLASS~~Class ~~CUSIP~~Cusip (Xx$1000) ~~PRN~~Amount ~~AMT~~ SH/PRN ~~CALL~~Call ~~MANAGERS~~Discretion ~~DSCRETN~~Managers ~~SOLE~~Sole ~~SHARED~~Shared ~~NONE~~None ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 6,893 99,800 SH Sole 99,800 0 0 ADV. SEMICOND ENGR-ADR ~~SPD~~SPONSORED ADR 00756M404 ~~990.23745~~1,744 ~~337965~~451,761 SH Sole 0 0 ~~337965~~451,761 AMERICAN EXPRESS COM 025816109 ~~6589.256~~7,237 ~~157600~~160,600 SH Sole ~~157600~~160,600 0 0 AMERICAN INT'L GROUP COM 026874107 ~~7394.12~~5,164 ~~134000~~89,500 SH Sole ~~134000~~89,500 0 0 ~~ANHEUSER~~ANALOG ~~BUSCH~~DEVICES ~~COS INC~~ COM ~~035229103~~032654105 ~~2093.05~~6,999 ~~41000~~184,100 SH Sole ~~41000~~184,100 0 0 APPLIED MATERIALS INC COM 038222105 ~~3746.16~~5,376 ~~236500~~296,500 SH Sole ~~236500~~296,500 0 0 BANK OF MONTREAL COM 063671101 ~~3159.125~~2,553 ~~99500~~74,000 SH Sole ~~99500~~74,000 0 0 BANK ONE CORP COM 06423A103 ~~4517.37~~2,396 ~~121500~~62,000 SH Sole ~~121500~~62,000 0 0 BCE INC COM 05534B109 ~~1744.805~~153 ~~75500~~7,000 SH Sole ~~75500~~7,000 0 0 ~~BRISTOL~~BOEING ~~MYERS~~CO ~~SQUIBB~~ COM ~~110122108~~097023105 ~~8720.58~~3,629 ~~321200~~105,700 SH Sole ~~321200~~105,700 0 0 ~~CANADIAN~~BRISTOL ~~NATL~~MYERS ~~RAILWAY~~SQUIBB CO COM ~~136375102~~110122108 ~~3629.152~~5,612 ~~75200~~218,700 SH Sole ~~75200~~218,700 0 0 CANADIAN ~~PACIFIC~~NATL RAILWAY CO LTD COM ~~13645T100~~136375102 ~~2744.77~~5,426 ~~121450~~104,300 SH Sole ~~121450~~104,300 0 0 ~~CISCO~~CANADIAN ~~SYSTEMS~~PACIFIC ~~INC~~RAILWAY COM ~~17275R102~~13645T100 ~~11350.04~~1,523 ~~676000~~64,500 SH Sole ~~676000~~64,500 0 0 ~~CITIGROUP~~CHUNGHWA ~~INC~~TELECOM ~~COM 172967101 15836 370000 SH Sole 370000 0 0 COCA COLA~~ CO ~~COM~~LTD-ADR ~~191216100~~SPONSORED ~~2589.678~~ADR ~~55800~~17133Q205 SH84 ~~Sole~~6,000 ~~55800 0 0 DELL COMPUTER CORP COM 247025109 6336.16 199000~~ SH Sole ~~199000~~6,000 0 0 ~~EXXON~~CISCO ~~MOBIL~~SYSTEMS ~~CORP~~INC COM ~~30231G102~~17275R102 ~~10945.368~~10,970 ~~304800~~560,000 SH Sole ~~304800~~560,000 0 0 ~~FLEXTRONICS~~CITIGROUP ~~INTL~~INC ~~LTD~~ COM ~~Y2573F102~~172967101 ~~125.~~16,566 ~~12000~~364,000 SH Sole ~~12000~~364,000 0 0 ~~GENERAL~~COCA ~~DYNAMICS~~COLA ~~CORP~~CO COM ~~369550108~~191216100 ~~5183.75~~3,364 ~~71500~~78,300 SH Sole ~~71500~~78,300 0 0 ~~GENERAL~~COMPUTER ~~ELECTRIC~~ASSOCIATES INTL INC COM ~~369604103~~204912109 ~~14727.18~~1,736 ~~513500~~66,500 SH Sole ~~513500~~66,500 0 0 ~~GILLETTE~~DELL ~~COMPANY~~INC COM ~~375766102~~24702R101 ~~7671.888~~7,132 ~~240800~~213,400 SH Sole ~~240800~~213,400 0 0 ~~GUIDANT~~DELPHI CORP COM ~~401698105~~247126105 ~~5104.85~~1,694 ~~115000~~187,200 SH Sole ~~115000~~187,200 0 0 ~~HARTFORD~~EMERSON ~~FINANCIAL~~ELECTRIC ~~SVCS~~CO ~~GRP~~ COM ~~416515104~~291011104 ~~3575.56~~3,965 ~~71000~~75,300 SH Sole ~~71000~~75,300 0 0 ~~HOME~~EXELON ~~DEPOT~~CORPORATION ~~INC~~ COM ~~437076102~~30161N101 ~~8988.768~~3,854 ~~271400~~60,700 SH Sole ~~271400~~60,700 0 0 ~~ICICI~~EXXON ~~BANK~~MOBIL ~~LTD~~CORP ~~SPON~~COM ~~ADR~~30231G102 ~~SPD~~11,156 ~~ADR~~304,800 ~~45104G104 195.83199 26937~~ SH Sole ~~26937~~304,800 0 0 ~~INCO~~FLEXTRONICS INTL LTD COM ~~453258402~~Y2573F102 ~~3828.454~~171 ~~181100~~12,000 SH Sole ~~181100~~12,000 0 0 ~~INFOSYS~~GENERAL ~~TECHNOLOGIES~~DYNAMICS ~~SP ADR SPD ADR 456788108 354.6265 6610 SH Sole 6610 0 0 INTEL~~ CORP COM ~~458140100~~369550108 ~~6875.624~~4,887 ~~330400~~62,600 SH Sole ~~330400~~62,600 0 0 ~~INT'L~~GENERAL ~~BUSINESS~~ELECTRIC ~~MACHINES~~ COM ~~459200101~~369604103 ~~8778~~15,194 ~~106400~~509,700 SH Sole ~~106400~~509,700 0 0 ~~JOHNSON~~GILLETTE &COMPANY ~~JOHNSON~~ COM ~~478160104~~375766102 ~~6462.~~5,654 ~~125000~~176,800 SH Sole ~~125000~~176,800 0 0 JPGUIDANT ~~MORGAN~~CORP ~~CHASE & CO~~ COM ~~46625H100~~401698105 ~~10137.788~~6,479 ~~296600~~138,300 SH Sole ~~296600~~138,300 0 0 KTHARTFORD ~~CORP-SP ADR SPD ADR 50063P103 137.97 7000 SH Sole 7000 0 0 MELLON~~ FINANCIAL ~~CORP~~SVCS GRP COM ~~58551A108~~416515104 ~~1701.075~~4,605 ~~61300~~87,500 SH Sole ~~61300~~87,500 0 0 ~~MERCK~~HOME &DEPOT COINC COM ~~589331107~~437076102 ~~4426.205~~7,195 ~~73100~~225,900 SH Sole ~~73100~~225,900 0 0 ~~MICROSOFT~~ICICI ~~CORP~~BANK ~~COM~~LTD ~~594918104~~SPONSORED ~~12691.8~~ADR ~~495000~~45104G104 SH132 ~~Sole~~12,500 ~~495000 0 0 MORGAN ST DEAN WITTER & CO COM NEW 617446448 5309.55 124200~~ SH Sole ~~124200~~12,500 0 0 ~~PFIZER~~INCO ~~INC~~LTD COM ~~717081103~~453258402 ~~12655.99~~7,035 ~~370600~~253,500 SH Sole ~~370600~~253,500 0 0 ~~PHILIPPINE~~INFOSYS ~~LONG~~TECHNOLOGIES ~~DIST~~LTD ~~ADR~~SPONSORED ~~SPD~~ ADR ~~718252604~~456788108 ~~64.62~~204 ~~6000~~3,000 SH Sole ~~6000~~3,000 0 0 ~~PLACER~~INTEL ~~DOME~~CORP ~~INC~~ COM ~~725906101~~458140100 ~~1239.27~~9,505 ~~101000~~345,400 SH Sole ~~101000~~345,400 0 0 ~~POSCO-ADR~~INT'L ~~SPD~~BUSINESS ~~ADR~~MACHINES ~~693483109 303.804 11600 SH Sole 11600 0 0 PROCTER & GAMBLE~~ COM ~~742718109~~459200101 ~~8935.836~~6,104 ~~100200~~69,100 SH Sole ~~100200~~69,100 0 0 ~~ROYAL~~JOHNSON ~~BANK~~& OFJOHNSON ~~CANADA~~ COM ~~780087102~~478160104 ~~2464.224~~5,591 ~~57900~~112,900 SH Sole ~~57900~~112,900 0 0 ~~SARA~~JP ~~LEE~~MORGAN ~~CORP~~CHASE ~~COM~~& ~~803111103~~CO ~~2304.225 122500 SH Sole 122500 0 0 SBC COMMUNICATIONS INC~~ COM ~~78387G103~~46625H100 ~~4169.76~~9,496 ~~163200~~276,600 SH Sole ~~163200~~276,600 0 0

Title of Value SH/PRN Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Amount SH/PRN Call Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ KOOKMIN BANK SPONSORED ADR 50049M109 99 3,000 SH Sole 3,000 0 0 KT CORP SPONSORED ADR 48268K101 140 7,000 SH Sole 7,000 0 0 MELLON FINANCIAL CORP COM 58551A108 2,239 74,300 SH Sole 74,300 0 0 MERCK & CO COM 589331107 886 17,500 SH Sole 17,500 0 0 MICROSOFT CORP COM 594918104 15,070 542,100 SH Sole 542,100 0 0 MORGAN STANLEY COM NEW 617446448 7,882 156,200 SH Sole 156,200 0 0 NETEASE.COM INC SPONSORED ADR 64110W102 112 2,000 SH Sole 2,000 0 0 PFIZER INC COM 717081103 11,481 377,900 SH Sole 377,900 0 0 PHILIPPINE LONG DIST TEL SPONSORED ADR 718252604 71 6,000 SH Sole 6,000 0 0 PLACER DOME INC COM 725906101 3,832 278,700 SH Sole 278,700 0 0 POSCO-ADR SPONSORED ADR 693483109 332 11,600 SH Sole 11,600 0 0 PROCTER & GAMBLE COM 742718109 8,205 88,400 SH Sole 88,400 0 0 PROVIDIAN FINANCIAL CORP COM 74406A102 3,030 257,000 SH Sole 257,000 0 0 ROYAL BANK OF CANADA COM 780087102 1,843 42,000 SH Sole 42,000 0 0 SBC COMMUNICATIONS INC COM 78387G103 2,241 100,700 SH Sole 100,700 0 0 SCHERING PLOUGH COM 806605101 1,448 95,000 SH Sole 95,000 0 0 SCHLUMBERGER LTD COM 806857108 1,907 39,400 SH Sole 39,400 0 0 SIFY LTD SPONSORED ADR 82655M107 60 10,000 SH Sole 10,000 0 0 SINA CORP ORD G81477104 89 2,500 SH Sole 2,500 0 0 SK TELECOM ADR SPONSORED ADR 78440P108 107 6,000 SH Sole 6,000 0 0 SOUTHERN CO COM 842587107 5,400 184,000 SH Sole 184,000 0 0 SPX CORP COM 784635104 2,065 45,600 SH Sole 45,600 0 0 STARBUCKS CORP COM 855244109 7,119 247,200 SH Sole 247,200 0 0 SUNCOR ENERGY INC COM 867229106 1,684 90,800 SH Sole 90,800 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 825 76,192 SH Sole 76,192 0 0 TARGET CORP COM 87612E106 11,473 304,900 SH Sole 304,900 0 0 TELEKOMUNIKASI IND SPONSORED ADR 715684106 82 6,000 SH Sole 6,000 0 0 TORONTO DOMINION BANK COM NEW 891160509 4,098 144,800 SH Sole 144,800 0 0 TRANSOCEAN INC SHS G90078109 910 45,500 SH Sole 45,500 0 0 TRAVELERS PROPERTY CASUALTY CL A 89420G109 4,513 284,200 SH Sole 284,200 0 0 UNION PACIFIC CORP COM 907818108 4,776 82,100 SH Sole 82,100 0 0 UNISYS CORP COM 909214108 5,081 375,500 SH Sole 375,500 0 0 UNITED MICROELECTRONICS SPONSORED ADR 910873207 180 40,000 SH Sole 40,000 0 0 UNITED TECHNOLOGIES COM 913017109 9,042 117,000 SH Sole 117,000 0 0 VERIZON COMMUNICATIONS COM 92343V104 2,439 75,200 SH Sole 75,200 0 0 WACHOVIA CORP COM 929903102 10,854 263,500 SH Sole 263,500 0 0 WALGREEN CO COM 931422109 6,244 203,800 SH Sole 203,800 0 0 WAL-MART STORES COM 931142103 12,376 221,600 SH Sole 221,600 0 0 WYETH COM 983024100 10,170 220,600 SH Sole 220,600 0 0 357,880.81

FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ OTHER INVSTMT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL MANAGERS DSCRETN SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 3681.918 77400 SH Sole 77400 0 0 SIFY LTD-ADR SPD ADR 82655M107 62.6 10000 SH Sole 10000 0 0 SK TELECOM ADR SPD ADR 78440P108 226.32 12000 SH Sole 12000 0 0 SLM CORP COM 78442P106 3266.778 83400 SH Sole 83400 0 0 SOUTHERN CO COM 842587107 9927.576 318600 SH Sole 318600 0 0 SPX CORP COM 784635104 2242.654 50900 SH Sole 50900 0 0 STARBUCKS CORP COM 855244109 6068.76 247200 SH Sole 247200 0 0 SUNCOR ENERGY INC COM 867229106 2283.75 121800 SH Sole 121800 0 0 TAIWAN SEMICONDUCTOR-SP ADR SPD ADR 874039100 508.9392 50490 SH Sole 50490 0 0 TARGET CORP COM 87612E106 11688.776 308900 SH Sole 308900 0 0 3M CO COM 88579Y101 8512.68 66000 SH Sole 66000 0 0 TORONTO DOMINION BANK COM NEW 891160509 3105.804 111800 SH Sole 111800 0 0 TRANSOCEAN INC ORD G90078109 1581.84 72000 SH Sole 72000 0 0 TRAVELERS PROPERTY CASUALTY CL A 89420G109 4518.78 284200 SH Sole 284200 0 0 UNION PACIFIC CORP COM 907818108 6939.192 119600 SH Sole 119600 0 0 UNISYS CORP COM 909214108 3057.72 249000 SH Sole 249000 0 0 UNITED MICROELECTRONICS-ADR SPD ADR 910873207 93.75 25000 SH Sole 25000 0 0 UNITED TECHNOLOGIES COM 913017109 8287.11 117000 SH Sole 117000 0 0 VERIZON COMMUNICATIONS COM 92343V104 5609.79 142200 SH Sole 142200 0 0 WACHOVIA CORP COM 929903102 12307.68 308000 SH Sole 308000 0 0 WALGREEN CO COM 931422109 6435.38 213800 SH Sole 213800 0 0 WAL-MART STORES COM 931142103 13127.682 244600 SH Sole 244600 0 0 WYETH COM 983024100 11232.63 246600 SH Sole 246600 0 0 Total 355568.29

Filing Compare · NOMURA ASSET MANAGEMENT U S A INC