13F-HR 1 e610191_13f-nomurauk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.K. Limited Address: 1 Angel Lane, London UK EC4R 3AB 13F File Number: 028-11455 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nigel Biggs Title: Executive Officer Phone: 44 0207 521 1350 Signature, Place, and Date of Signing: /s/ Nigel Biggs Nigel Biggs, London, November 9, 2012 "Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company of certain operating subsidiaries, some of which are or may be institutional investment managers for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules promulgated thereunder. Based upon its parent relationship, NAM Tokyo may be deemed to have investment discretion with respect to positions in Section 13(f) securities held by its operating subsidiaries, including, among others, Nomura Asset Management U.K. Limited ("NAM UK"). The Section 13(f) securities positions of the following operating subsidiaries of NAM Tokyo, which each exceed the $100 million filing threshold, are not included in the Form 13F filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each of these entities: (i) Nomura Asset Management Singapore Limited ("NAM Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK"). -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: 218,282 (thousands) List of Other Included Managers: None

TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 ~~305~~268 32,~~400~~900 SH Sole 32,~~400~~900 ABBOTT LABS COM 002824100 ~~432~~391 65,700 SH Sole 65,700 ~~AES CORP COM 00130H105 136 10,600 SH Sole 10,600~~ AFLAC INC COM 001055102 ~~545~~594 12,~~800~~400 SH Sole 12,~~800~~400 AGRIUM INC COM 008916108 2,~~186~~062 2419,~~700~~890 SH Sole 2419,~~700~~890 AIRGAS INC COM 009363102 2,~~957~~938 35,~~200~~700 SH Sole 35,~~200~~700 ALCOA INC COM 013817101 ~~130~~120 1413,~~900~~600 SH Sole 1413,~~900~~600 ALTRIA GROUP INC COM 02209S103 ~~390~~317 119,~~300~~500 SH Sole 119,~~300~~500 AMERICAN EXPRESS CO COM 025816109 32,~~334~~933 5751,~~267~~587 SH Sole 5751,~~267~~587 AMERICAN INTL GROUP INC COM NEW 026874784 ~~510~~3,461 15105,~~900~~560 SH Sole 15105,~~900~~560 AMERICAN ~~WTR~~WATER ~~WKS~~WORKS ~~CO INC NEW~~ COM 030420103 1,~~962~~866 5750,~~240~~360 SH Sole 5750,~~240~~360 ANNALY CAP MGMT INC COM 035710409 ~~215~~182 1210,800 SH Sole 1210,800 APACHE CORP COM 037411105 2,~~856~~792 32,~~500~~290 SH Sole 32,~~500~~290 APPLE INC COM 037833100 8,~~398~~712 1413,~~380~~060 SH Sole 1413,~~380~~060 AT & T INC COM 00206R102 65,~~346~~316 ~~177~~141,~~960~~010 SH Sole ~~177~~141,~~960~~010 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,~~777~~562 4944,~~500~~800 SH Sole 4944,~~500~~800 AVERY DENNISON CORP COM 053611109 1,~~641~~968 6061,~~020~~840 SH Sole 6061,~~020~~840 BANK ~~MONTREAL~~OF ~~QUE~~AMERICA CORP COM ~~063671101~~060505104 ~~215 3~~1,~~900~~196 ~~SH Sole 3~~135,~~900~~445 ~~BANK NOVA SCOTIA HALIFAX COM 064149107 300 5,800~~ SH Sole 5135,~~800~~445 BANK OF ~~AMERICA~~MONTREAL ~~CORPORATION~~QUE COM ~~060505104~~063671101 ~~1,300~~201 ~~158~~3,~~945~~400 SH Sole ~~158~~3,~~945~~400 BCE INC COM NEW 05534B760 ~~222~~202 54,~~400~~600 SH Sole 54,~~400~~600 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,~~374~~194 119 SH Sole 119 BK.OF NOVA SCOTIA COM 064149107 279 5,100 SH Sole 5,100 BOEING CO COM 097023105 ~~305~~244 43,~~100~~500 SH Sole 43,~~100~~500 BOSTON SCIENTIFIC CORP COM 101137107 9182 1614,~~100~~300 SH Sole 1614,~~100~~300 BRISTOL MYERS SQUIBB CO COM 110122108 ~~320~~257 87,~~900~~600 SH Sole 87,~~900~~600 CANADIAN ~~NAT~~NATURAL RES LTD COM 136385101 12,~~792~~888 6693,~~880~~680 SH Sole 6693,~~880~~680 ~~CARDINAL HEALTH INC COM 14149Y108 239 5,700 SH Sole 5,700~~ CATERPILLAR INC DEL COM 149123101 ~~263~~232 32,~~100~~700 SH Sole 32,~~100~~700 CHEVRON CORP NEW COM 166764100 56,~~661~~022 5351,661 SH Sole 5351,661 CISCO ~~SYS~~SYSTEMS INC COM 17275R102 1,~~691~~928 98100,~~470~~980 SH Sole 98100,~~470~~980 CITIGROUP INC COM NEW 172967424 12,~~752~~714 6382,~~913~~943 SH Sole 6382,~~913~~943 CITRIX ~~SYS~~SYSTEMS INC COM 177376100 1,~~826~~190 2115,~~750~~540 SH Sole 2115,~~750~~540 COACH INC COM 189754104 12,~~404~~343 2441,~~010~~820 SH Sole 2441,~~010~~820 COCA COLA CO COM 191216100 32,~~875~~971 4978,~~561~~322 SH Sole 4978,~~561~~322 COGNIZANT TECHNOLOGY ~~SOLUTIO~~SOLUTION CL A 192446102 1,~~882~~990 3128,~~360~~470 SH Sole 3128,~~360~~470 COMCAST CORP NEW CL A 20030N101 ~~444~~418 1311,~~900~~700 SH Sole 1311,~~900~~700 CONOCOPHILLIPS COM 20825C104 ~~553~~486 98,~~900~~500 SH Sole 98,~~900~~500 CORNING INC COM 219350105 2,~~252~~519 ~~174~~191,~~170~~590 SH Sole ~~174~~191,~~170~~590 COSTCO WHSL CORP NEW COM 22160K105 ~~257~~230 2,~~700~~300 SH Sole 2,~~700~~300 CROWN HOLDINGS INC COM 228368106 13,~~542~~271 4489,~~700~~000 SH Sole 4489,~~700~~000 CVS CAREMARK ~~CORPORATION~~CORP COM 126650100 ~~397~~349 87,~~500~~200 SH Sole 87,~~500~~200 DELL INC COM 24702R101 ~~260~~181 2018,~~800~~400 SH Sole 2018,~~800~~400 ~~DEVON ENERGY CORP NEW COM 25179M103 203 3,500 SH Sole 3,500~~ DISNEY WALT CO COM ~~DISNEY~~ 254687106 2,~~719~~381 5645,~~056~~546 SH Sole 5645,~~056~~546 DOLLAR ~~GEN~~GENERAL CORP ~~NEW~~ COM 256677105 3,~~264~~349 6064,~~010~~970 SH Sole 6064,~~010~~970 DOW ~~CHEM~~CHEMICALS CO COM 260543103 ~~312~~249 98,~~900~~600 SH Sole 98,~~900~~600 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2,~~715~~096 6247,~~050~~070 SH Sole 6247,050 DU PONT E I DE NEMOURS & CO COM 263534109 273 5,400 SH Sole 5,400 DUKE ENERGY CORP NEW COM 26441C105 233 10,100 SH Sole 10,100 DUN & BRADSTREET CORP DEL NE COM 26483E100 2,595 36,464 SH Sole 36,464 ECOPETROL S A SPONSORED ADS 279158109 396 7,100 SH Sole 7,100 EDWARDS LIFESCIENCES CORP COM 28176E108 797 7,720 SH Sole 7,720 ENCANA CORP COM 292505104 218 10,500 SH Sole 10,500 EXELON CORP COM 30161N101 257 6,834 SH Sole 6,834 EXPRESS SCRIPTS HLDG CO COM 30219G108 4,117 73,747 SH Sole 73,747 EXXON MOBIL CORP COM 30231G102 6,424 75,075 SH Sole 75,075070

TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ~~FACEBOOK~~DU ~~INC~~PONT CLE AI ~~30303M102~~DE ~~598~~NEMOURS ~~19,220 SH Sole 19,220 FEDEX CORP~~ COM ~~31428X106~~263534109 ~~211~~236 24,~~300~~700 SH Sole 24,~~300~~700 ~~FLEXTRONICS~~DUKE ~~INTL~~ENERGY ~~LTD~~CORP ~~ORD~~NEW ~~Y2573F102~~COM 9726441C204 15447 6,~~600~~894 SH Sole 156,~~600~~894 ~~FORD~~DUN ~~MTR~~& COBRADSTREET CORP DEL COM ~~PAR~~26483E100 ~~$0.01~~1,140 ~~345370860 583 60~~14,~~800~~314 SH Sole 6014,~~800~~314 ~~FREEPORT-MCMORAN~~ECOPETROL ~~COPPER~~S &A GOSPONSORED ~~COM~~ADS ~~35671D857~~279158109 ~~3,302~~359 966,~~926~~100 SH Sole 966,~~926~~100 ~~FRONTIER~~EDWARDS ~~COMMUNICATIONS~~LIFESCIENCES CORP COM ~~35906A108~~28176E108 66514 174,~~156~~790 SH Sole 174,~~156~~790 ~~GENERAL~~ENCANA ~~DYNAMICS~~ CORP COM ~~369550108~~292505104 ~~2,213~~203 339,~~558~~300 SH Sole 339,~~558~~300 ~~GENERAL~~EXELON ~~ELECTRIC~~CORP CO COM ~~369604103~~30161N101 ~~1,932~~208 925,~~700~~834 SH Sole 925,~~700~~834 ~~GENERAL~~EXPRESS ~~MTRS~~SCRIPTS HLDG CO COM ~~37045V100~~30219G108 ~~390~~4,309 1968,~~800~~797 SH Sole 1968,~~800~~797 ~~GOLDMAN~~EXXON ~~SACHS~~MOBIL ~~GROUP~~CORP ~~INC~~ COM ~~38141G104~~30231G102 ~~575~~5,570 660,~~000~~905 SH Sole 660,~~000~~905 ~~GOOGLE~~FACEBOOK INC CL A ~~38259P508~~30303M102 ~~4,757~~412 819,~~200~~020 SH Sole 819,~~200~~020 ~~HEWLETT~~FLEXTRONICS ~~PACKARD~~INTL COLTD COM ~~428236103~~Y2573F102 ~~2,083~~79 ~~103~~13,~~600~~200 SH Sole ~~103~~13,~~600~~200 ~~HOME~~FORD ~~DEPOT~~MOTOR ~~INC~~CO ~~COM~~DEL ~~437076102 2,515 47,465 SH Sole 47,465 HONEYWELL INTL INC~~ COM ~~438516106~~345370860 ~~235~~527 453,~~200~~400 SH Sole 453,~~200~~400 ~~INGERSOLL~~FREEPORT-~~RAND~~MCMORAN ~~PLC~~COPPER ~~SHS~~& ~~G47791101~~GO ~~660 15,650 SH Sole 15,650 INGREDION INC~~ COM ~~457187102~~35671D857 14,~~423~~087 28103,~~740~~256 SH Sole 28103,~~740~~256 ~~INTEL~~FRONTIER COMMUNICATIONS CORP COM ~~458140100~~35906A108 ~~653~~72 2414,~~500~~556 SH Sole 2414,~~500~~556 ~~INTERNATIONAL~~GENERAL ~~BUSINESS~~DYNAMICS ~~MACHS~~CORP COM ~~459200101~~369550108 ~~743~~ 3,~~800~~004 45,438 SH Sole 345,~~800~~438 ~~JOHNSON~~GENERAL &ELECTRIC ~~JOHNSON~~CO COM ~~478160104~~369604103 61,~~518~~833 9680,~~481~~700 SH Sole 9680,~~481~~700 ~~JPMORGAN~~GENERAL ~~CHASE~~MOTORS & CO COM ~~46625H100~~37045V100 ~~4,211~~396 ~~117~~17,~~861~~400 SH Sole ~~117~~17,~~861~~400 ~~KEYCORP~~GOLDMAN ~~NEW~~SACHS GROUP INC COM ~~493267108~~38141G104 84580 105,~~900~~100 SH Sole 105,~~900~~100 ~~KRAFT~~GOOGLE ~~FOODS~~ INC CL A ~~50075N104~~38259P508 ~~378~~5,591 97,~~789~~410 SH Sole 97,~~789~~410 ~~KROGER~~GRACO COINC COM ~~501044101~~384109104 ~~253~~1,990 1039,~~900~~580 SH Sole 1039,~~900~~580 ~~LILLY~~HEWLETT ~~ELI~~PACKARD & CO COM ~~532457108~~428236103 ~~330 7~~1,~~700~~629 ~~SH Sole 7~~95,~~700~~470 ~~LOCKHEED MARTIN CORP COM 539830109 218 2,500~~ SH Sole 295,~~500~~470 ~~LORILLARD~~HOME DEPOT INC COM ~~544147101~~437076102 2,~~106~~155 1535,~~960~~695 SH Sole 1535,~~960~~695 ~~LOWES~~HONEYWELL ~~COS~~INTL INC COM ~~548661107~~438516106 ~~245~~215 83,600 SH Sole 83,600 ~~MANULIFE~~INGERSOLL-RAND ~~FINL~~PLC ~~CORP~~SHS ~~COM~~G47791101 ~~56501R106~~688 ~~208 19~~15,~~100~~350 SH Sole 1915,~~100~~350 ~~MARATHON~~INGREDION ~~OIL~~INC ~~CORP~~ COM ~~565849106~~457187102 ~~299~~2,729 1149,~~700~~480 SH Sole 1149,~~700~~480 ~~MCDONALDS~~INTEL CORP COM ~~580135101~~458140100 ~~336~~519 322,~~800~~900 SH Sole 322,~~800~~900 ~~MCKESSON~~INTERNATIONAL ~~CORP~~BUSINESS MACHS COM ~~58155Q103~~459200101 ~~291~~685 3,~~100~~300 SH Sole 3,~~100~~300 ~~MEDTRONIC~~JOHNSON ~~INC~~& JOHNSON COM ~~585055106~~478160104 ~~205~~6,254 590,~~300~~751 SH Sole 590,~~300~~751 ~~MERCK~~JPMORGAN CHASE & CO ~~INC NEW~~ COM ~~58933Y105~~46625H100 4,~~671~~264 ~~111~~105,~~878~~341 SH Sole ~~111~~105,~~878~~341 ~~METLIFE~~KRAFT ~~INC~~FOODS ~~COM 59156R108 2,117 68,609 SH Sole 68,609 MICRON TECHNOLOGY~~ INC COM ~~595112103~~50075N104 90343 148,~~200~~289 SH Sole 148,~~200~~289 ~~MICROSOFT~~KROGER ~~CORP~~CO COM ~~594918104~~501044101 ~~6,603~~219 ~~215~~9,~~868~~300 SH Sole ~~215~~9,~~868~~300 ~~MORGAN~~LAS ~~STANLEY~~VEGAS ~~COM~~SANDS ~~NEW 617446448 436 29,900 SH Sole 29,900 NATIONAL INSTRS~~ CORP COM ~~636518102~~517834107 12,~~197~~740 4459,~~550~~090 SH Sole 4459,~~550~~090 ~~NETAPP~~LAZARD ~~INC~~LTD ~~COM~~SHS ~~64110D104~~A ~~1,616~~G54050102 502,~~780~~356 ~~SH Sole 50~~80,~~780 NEWS CORP CL A 65248E104 259 11,~~600 SH Sole 1180,600 NVLILLY ~~ENERGY~~ELI ~~INC~~& CO COM ~~67073Y106~~532457108 ~~1,945~~308 ~~110~~6,~~640~~500 SH Sole ~~110~~6,~~640~~500 ~~OCCIDENTAL~~LORILLARD ~~PETE~~INC ~~CORP DEL~~ COM ~~674599105~~544147101 ~~369~~2,785 423,~~300~~920 SH Sole 423,~~300~~920 ~~ORACLE~~LOWES ~~CORP~~COS INC COM ~~68389X105~~548661107 ~~336~~221 117,300 SH Sole 117,300 ~~PEABODY~~MANULIFE ~~ENERGY~~FINANCIAL CORP COM ~~704549104~~56501R106 ~~1,252~~200 5116,~~059~~600 SH Sole 5116,~~059~~600 ~~PEPSICO~~MARATHON ~~INC~~OIL ~~COM 713448108 4,789 67,777 SH Sole 67,777 PFIZER INC COM 717081103 5,388 234,245 SH Sole 234,245 PG&E~~ CORP COM ~~69331C108~~565849106 ~~1,879~~296 4110,~~500 SH Sole 41,500 PHILIP MORRIS INTL INC COM 718172109 5,265 60,339 SH Sole 60,339 PHILLIPS 66 COM 718546104 499 15,~~000 SH Sole 1510,000 ~~PNC~~MCDONALDS ~~FINL~~CORP ~~SVCS GROUP INC~~ COM ~~693475105~~580135101 ~~1,893~~303 303,~~981~~300 SH Sole 303,~~981~~300 ~~PROCTER~~MCKESSON &CORP ~~GAMBLE CO~~ COM ~~742718109~~58155Q103 ~~894~~224 142,600 SH Sole 142,600 ~~PRUDENTIAL~~MERCK ~~FINL~~& CO INC NEW COM ~~744320102~~58933Y105 ~~218~~3,712 482,~~500~~308 SH Sole 482,~~500~~308 ~~QUALCOMM~~METLIFE INC COM ~~747525103~~59156R108 2,~~610~~983 4686,~~880~~569 SH Sole 4686,~~880~~569 ~~REGIONS~~MICRON ~~FINANCIAL~~TECHNOLOGY ~~CORP~~INC ~~NEW~~ COM ~~7591EP100~~595112103 8272 12,~~200~~100 SH Sole 12,~~200~~100 ~~REPUBLIC~~MICROSOFT ~~SVCS~~CORP ~~INC~~ COM ~~760759100~~594918104 26,~~555~~557 96220,~~560~~328 SH Sole 96220,~~560~~328 ~~RESEARCH~~MORGAN INSTANLEY ~~MOTION LTD~~ COM ~~760975102~~NEW 89617446448 12432 25,~~100~~800 SH Sole 1225,~~100~~800 ~~ROYAL~~NATIONAL BKINSTRS ~~CDA~~CORP ~~MONTREAL QUE~~ COM ~~780087102~~636518102 ~~435 8~~1,~~500~~472 ~~SH Sole 8~~58,~~500~~570 ~~SOUTHERN CO COM 842587107 236 5,100~~ SH Sole 558,~~100~~570 ~~SPRINT~~NETAPP ~~NEXTEL~~INC ~~CORP~~ COM ~~SER~~64110D104 1,358 ~~852061100 206 63~~41,~~100~~300 SH Sole 6341,~~100~~300

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