UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~July~~October 2520, 2022

UNITED BANCSHARES, INC/OH

(Exact name of Registrant as specified in its Charter)

Ohio	000-29283	34-1516518
(State or other jurisdiction of incorporation)	(Commission File No.)	(IRS Employer Identification Number)

105 Progressive Drive, Columbus Grove, Ohio	45830-1241
(Address of principal executive offices)	(Zip Code)

Registrant’s telephone number, including area code:

(419) 659-2141

N/A

(Former name or former address, if changed since last report)

Securities registered or to be registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of Each Exchange Common Stock, No Par Value UBOH ~~NASDAQ~~OTCQX ~~Global~~ Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 32.0102 ~~Notice~~Results of ~~Delisting~~Operations orand ~~Failure~~Financial ~~to Satisfy a Continued Listing Rule or Standard; Transfer of Listing~~Condition.

~~United~~On October ~~Bancshares~~20, ~~Inc. (the “Company”) (NASDAQ:UBOH)~~2022, ~~the~~United ~~holding company parent of The Union Bank Company~~Bancshares, an Ohio-chartered commercial bank headquartered in Columbus Grove, Ohio, announced today that it has notified the NASDAQ Stock Market of the Company’s intent to voluntarily delist its common stock from the NASDAQ Capital Market and withdraw the registration of its common stock with the SEC under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)Inc. ~~The~~separately ~~Company~~issued ~~intends to file~~ a ~~Form~~quarterly 25report ~~with the SEC~~ to ~~remove~~shareholders, ~~its~~clients ~~common~~and ~~stock~~team ~~from~~members ~~listing~~and onan ~~the~~earnings ~~NASDAQ~~press ~~Capital~~release ~~Market~~announcing ~~and to deregister~~ its ~~stock~~results ~~under Section 12(b)~~ of ~~the~~operations ~~Exchange~~and ~~Act~~financial oncondition orfor ~~about~~and ~~August~~as ~~17 2022. The Company expects the last trading day~~ of, ~~its shares of common stock on the NASDAQ Capital Market will be on or about August 26~~respectively, ~~2022. The Company intends to file a Form 15 with~~ the ~~SEC~~quarter onand ornine-month ~~about~~period ended September 530, 2022 ~~to terminate the registration of its common stock under section 12(g) of the Exchange Act. Once the termination is effective~~, ~~which is expected to occur within 90 days of filing, the Company’s obligation to file proxy materials and comply with Section 16 Exchange Act beneficial ownership reporting rules will end~~unaudited.

~~The~~A ~~obligation~~copy of the ~~Company~~earnings torelease ~~file periodic reports with the SEC, including reports on Forms 10-K, 10-Q and 8-K, pursuant to Section 15~~(d)Exhibit ~~of the Exchange Act, will continue for the balance of its fiscal year ending December 31, 2022~~99.1) ~~The Company intends to file a Form 15 with the SEC after the filing of its Annual Report on SEC form 10-K for its fiscal year ended December 31, 2022, filed in early 2023,~~ and ~~upon~~quarterly ~~such~~report ~~filing the Company’s obligation to file reports under Section 15~~(dExhibit 99.2) ofare ~~the~~furnished ~~Exchange Act, including SEC Form 10-K, 10-Q, and 8-K, will be suspended immediately~~herewith.

~~Following~~The ~~Nasdaq~~information ~~delisting~~furnished herewith, ~~the~~is ~~Company~~being ~~expects~~furnished ~~its~~and ~~shares~~shall ~~will~~not be ~~quoted~~deemed onto ~~the~~be ~~OTCQX~~“filed” ~~Market~~for ~~under~~purposes of Section 18 of the ~~symbol~~Securities Exchange Act of 1934 (the “~~UBOH~~Exchange Act”) ~~beginning~~or onotherwise subject to the liabilities of that Section, nor shall such information be deemed to be incorporated by reference in any registration statement or ~~about~~other ~~August~~document 29filed under the Securities Act of 1933 (the “Securities Act”) or the Exchange Act, ~~2022~~except as otherwise stated in such filing.

AItem ~~copy of the press release dated July 25, 2022, giving details associated with the voluntary delisting, is attached as Exhibit 99~~7.101 toRegulation ~~this~~FD ~~report and is incorporated herein by reference~~Disclosure.

On October 20, 2022, United Bancshares, Inc. separately issued a quarterly report to shareholders, clients and team members and a press release announcing its results of operations and financial condition for and as of, respectively, the quarter and nine-months ended September 30, 2022, unaudited. The quarterly report to shareholders, clients and team members also announces the approval by its Board of Directors of a cash dividend of $0.21 per common share payable December 15, 2022 to shareholders of record at the close of business on November 30, 2022.

A copy of the release (Exhibit 99.1) and quarterly report (Exhibit 99.2) are furnished herewith.

The information furnished herewith, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that Section, nor shall such information be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act or the Exchange Act, except as otherwise stated in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) ~~Exhibit~~ Exhibits

Exhibit No.	Description	~~Exhibit Description~~
99.1	Press Release dated October 20, 2022	~~Press Release issued by the Company on July 25, 2022.~~
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)
99.2	Quarterly Report dated October 20, 2022
104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

	United Bancshares, Inc.
Date: July 25, 2022	By:	/s/ Brian D. Young
Date: October 20, 2022	By:	/s/ Brian D. Young
		Brian D. Young
		President and Chief Executive Officer

Filing Compare · UNITED BANCSHARES INC/OH