$AQB·8-K/A

AQUABOUNTY TECHNOLOGIES INC · Apr 17, 8:04 AM ET

AQUABOUNTY TECHNOLOGIES INC 8-K/A

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AquaBounty Technologies Amends Series A Convertible Preferred Stock

What Happened AquaBounty Technologies, Inc. (AQB) filed an 8-K on April 17, 2026 disclosing Amendment No. 2 that materially modifies the rights of security holders and reporting amendments to its articles of incorporation/bylaws. The filing includes the Certificate of Designations for the Series A Convertible Preferred Stock as corrected by a Certificate of Correction dated April 16, 2026. The company states that, except as expressly set forth in Amendment No. 2, no other information in the Original Report is amended or restated.

Key Details

  • Filing date: April 17, 2026 (8-K accession 0001603978-26-000049).
  • Exhibit included: Certificate of Designations of Series A Convertible Preferred Stock, corrected by Certificate of Correction dated April 16, 2026 (filed as Exhibit 3.1).
  • Item reported: 3.03 (Material Modification to Rights of Security Holders) and 5.03 (Amendments to Articles of Incorporation or Bylaws).
  • The amendment notes capitalized terms retain the meanings given in the Original Report and that no other parts of the Original Report are changed.

Why It Matters Changes to a certificate of designations or to corporate charter/bylaws can alter the rights and priorities of preferred and common stockholders — for example conversion rights, liquidation preference, voting or dividend terms — which can affect company capitalization and shareholder interests. Retail investors should review the corrected Certificate of Designations (Exhibit 3.1) to understand the specific changes and assess any potential impact on ownership, dilution, or governance.

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