Garcia Susan 4

What Happened
Susan Garcia, General Counsel & Chief Compliance Officer of CS Disco (LAW), reported a small open‑market sale and two RSU awards. On 2026-02-17 she sold 3,743 shares at a weighted average price of $3.07 for total proceeds of $11,491 (sales ranged $3.04–$3.08). On 2026-02-18 she was credited with two RSU awards: 42,910 RSUs and 41,730 RSUs (total 84,640 RSUs) reported as acquisitions at $0.00 (awards).

Key Details

• Transaction dates: Sale 2026-02-17; RSU awards reported 2026-02-18; Form 4 filed 2026-02-19 (timely).
• Sale details: 3,743 shares sold, weighted-average price $3.07; price range $3.04–$3.08. Footnote says the sale was a mandatory tax-withholding sale to cover taxes/fees on vested RSUs.
• Awards details: 42,910 RSUs (vest in 16 equal quarterly installments; first vest date May 16, 2026) and 41,730 RSUs (performance-based RSUs granted Feb 2025; performance certified Feb 18, 2026). For the performance RSUs: 1/4 vests two business days after release of 2025 earnings, remainder vests in 12 equal quarterly installments starting May 16, 2026. Each RSU represents a contingent right to one share.
• Shares owned after the transactions: not specified in the provided filing; see the Form 4 for full holdings.
• Filing timeliness: Report filed within the required 2 business days (not late).
• Exhibit: Power of Attorney listed (Exhibit 24).

Context

• The sale was identified by the filer as a routine tax-withholding sale (F = tax withholding), not a discretionary cash sale — this is common when RSUs vest.
• The RSU entries are awards (A) — these are not open‑market purchases and reflect compensation that vests over time and/or upon achievement of performance targets, so they are contingent and subject to service/performance conditions.
• No indication of a 10% owner transaction or options exercise in this filing.