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$OFRM
·
10-K
Once Upon a Farm, PBC · Mar 16, 4:14 PM ET
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Once Upon a Farm, PBC 10-K
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Contents
18
PURPOSE
PERSONS SUBJECT TO THIS POLICY
TRANSACTIONS SUBJECT TO THIS POLICY
This Policy applies to transactions in the Company’s securities (collectively referred to as “Company Securities”), including the Company’s common stock, options to purchase common stock, or any other type of securities that the Company may issue, including (but not limited to) debt securities, preferred stock, convertible debentures and warrants, as well as derivative securities that are not issued by the Company, such as exchange-traded put or call options or swaps relating to Company Securities. Transactions subject to this Policy include purchases and sales of Company Securities as well as bona fide gifts of Company Securities to persons and entities who are not covered by this Policy.
INDIVIDUAL RESPONSIBILITY
STATEMENT OF POLICY
DEFINITION OF MATERIAL NONPUBLIC INFORMATION
TRANSACTIONS BY FAMILY MEMBERS AND OTHERS
TRANSACTIONS BY ENTITIES THAT YOU INFLUENCE OR CONTROL
TRANSACTIONS UNDER COMPANY PLANS AND CERTAIN OTHER TRANSACTIONS
SPECIAL AND PROHIBITED TRANSACTIONS
RULE 10B5-1 PLANS
POST-TERMINATION TRANSACTIONS
CONSEQUENCES OF VIOLATIONS
COMPANY ASSISTANCE
ONCE UPON A FARM, PBC
ANNEX A TO INSIDER TRADING POLICY
PRE-CLEARANCE PROCEDURES
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