SMITH JOEL A III

CIK 00011288993 companiesFREMONT, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001128899

Recent Transactions

20 trades

Disposition to Issuer
CAROLINA NATIONAL CORP
Stock Options
2008-01-31−2,000→ 0 total
Disposition to Issuer
CAROLINA NATIONAL CORP
Stock Options
2008-01-31−2,000→ 0 total
Disposition to Issuer
CAROLINA NATIONAL CORP
Stock Warrants
2008-01-31$11.65/sh−10,000→ 0 total
Disposition to Issuer
CAROLINA NATIONAL CORP
Common Stock
2008-01-31−20,000→ 0 total
Disposition to Issuer
CAROLINA NATIONAL CORP
Stock Warrants
2008-01-31$11.65/sh−10,000→ 0 total
Disposition to Issuer
CAROLINA NATIONAL CORP
Common Stock
2008-01-31−20,000→ 0 total
Award
AVANEX CORP
Common Stock
2008-01-21$0.00/sh+3,646→ 53,246 total
Award
AVANEX CORP
Common Stock
2008-01-21$0.00/sh+3,646→ 53,246 total
Award
AVANEX CORP
Common Stock
2007-04-23$0.00/sh+2,000→ 24,835 total
Award
AVANEX CORP
Common Stock
2007-04-23$0.00/sh+2,000→ 24,835 total
Award
AVANEX CORP
Common Stock
2006-10-27+4,216→ 19,549 total
Award
AVANEX CORP
Common Stock
2006-10-27+4,216→ 19,549 total
Award
NETBANK INC
Stock Options
2006-05-02$6.84/sh+15,000→ 76,024 total
Award
NETBANK INC
Stock Options
2006-05-02$6.84/sh+15,000→ 76,024 total
Award
AVANEX CORP
Common Stock
2005-07-26−7,000→ 7,000 total
Award
AVANEX CORP
Common Stock
2005-07-26−7,000→ 7,000 total
Award
NETBANK INC
Stock Options
2005-04-28$8.25/sh+15,000→ 61,024 total
Award
NETBANK INC
Stock Options
2005-04-28$8.25/sh+15,000→ 61,024 total
Award
NETBANK INC
Stock Options
2004-04-29$10.98/sh+10,000→ 46,024 total
Award
NETBANK INC
Stock Options
2004-04-29$10.98/sh+10,000→ 46,024 total

Companies

Recent Filings

Address

40919 ENCYCLOPEDIA CIRCLE

FREMONT, CA, 94538

View on SEC.gov