Listing venues
Exchange filing hubs
Zoom in on NASDAQ, NYSE, or OTC issuers to see which companies are filing right now.
NASDAQ filings
NASDAQ issuers lean on tech and growth narratives—this hub highlights filings streaming from the exchange's tape.
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NYSE filings
Track blue-chip disclosures and listings anchored to the New York Stock Exchange family.
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OTC & Other filings
Scan disclosures from OTC and alternative trading venues—often the first glimpse into emerging issuers.
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Why track SEC filings by exchange?
Different stock exchanges attract distinct types of companies with varying disclosure patterns, listing requirements, and investor bases. Filtering SEC filings by exchange helps investors identify sector trends, compare governance standards, and monitor emerging opportunities across NASDAQ's tech-heavy ecosystem, NYSE's blue-chip institutions, and OTC's growth-stage ventures.
Exchange-specific disclosure patterns
NASDAQ companies file more frequent Form 8-Ks related to product launches, clinical trials, and partnership announcements—reflecting the exchange's concentration in technology and biotechnology sectors. These issuers often use Item 7.01 Regulation FD disclosures to pre-announce earnings guidance or material developments ahead of formal press releases.
NYSE-listed corporations emphasize capital allocation in their filings, with detailed proxy statements (DEF 14A) for shareholder votes on executive compensation, board elections, and strategic transactions. Financial institutions on NYSE file extensive Form 10-K risk factor disclosures due to regulatory scrutiny, while dividend-focused companies trigger Item 8.01 filings for distribution announcements.
Listing standards and filing quality
Exchange listing requirements directly impact disclosure quality and frequency. NYSE's $200M minimum float and rigorous earnings tests ensure companies maintain robust corporate governance and comprehensive financial reporting. NASDAQ's three-tier structure (Global Select, Global Market, Capital Market) creates stratification in disclosure obligations, with higher tiers demanding stricter independent director requirements and audit committee standards.
OTC markets present variable disclosure quality across OTCQX, OTCQB, and Pink tiers. While OTCQX companies provide exchange-grade reporting, Pink tier issuers may file sporadically or operate as non-reporting entities. Investors monitoring OTC filings watch for Form S-1 registration statements signaling uplistings to NASDAQ or NYSE, and Form 15 deregistrations indicating companies going dark from public reporting obligations.