RIEPE JAMES S

CIK 00012030724 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001203072

Recent Transactions

50 trades

Award
NASDAQ, INC.$NDAQ
Common Stock, par value $0.01 per share
2010-05-27+3,961→ 16,553 total
Award
NASDAQ, INC.$NDAQ
Common Stock, par value $0.01 per share
2010-05-27+3,961→ 16,553 total
Award
LPL Financial Holdings Inc.$LPLA
Option award (right to buy)
2008-05-14+4,500→ 4,500 total
Award
LPL Financial Holdings Inc.$LPLA
Option award (right to buy)
2008-05-14+4,500→ 4,500 total
Award
LPL Financial Holdings Inc.$LPLA
Option award (right to buy)
2008-02-12+4,500→ 4,500 total
Award
LPL Financial Holdings Inc.$LPLA
Option award (right to buy)
2008-02-12+4,500→ 4,500 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2007-09-28+806.56→ 4,431.764 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2007-09-28+806.56→ 4,431.764 total
Award
NASDAQ, INC.$NDAQ
Common Stock, par value $0.01 per share
2007-05-23+1,506→ 6,119 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-12-29+710.943→ 2,233.386 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-12-29+710.943→ 2,233.386 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-07-27+1.845→ 837.362 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-07-27+1.845→ 837.362 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-04-27+0.266→ 118 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2006-04-27+0.266→ 118 total
Gift
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-06-30−2,000→ 1,631,172 total
Gift
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-06-30−2,000→ 1,631,172 total
Sale
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-04-06$59.22/sh−100,000→ 0 total
Sale
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-04-06$59.22/sh−100,000→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-04-06$13.06/sh+100,000→ 100,000 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2005-04-06$13.06/sh+100,000→ 100,000 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2005-04-06−100,000→ 9,800 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2005-04-06−100,000→ 9,800 total
Gift
PRICE T ROWE GROUP INC$TROW
Common Stock
2004-09-16−11,000→ 1,649,172 total
Gift
PRICE T ROWE GROUP INC$TROW
Common Stock
2004-09-16−11,000→ 1,649,172 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$40.53/sh+8,674→ 1,801,857 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$13.06/sh+7,600→ 1,816,640 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−8,674→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$40.53/sh+8,674→ 1,801,857 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−7,183→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$41.30/sh+3,933→ 1,793,183 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$31.81/sh+7,183→ 1,809,040 total
Tax Payment
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$42.89/sh−20,468→ 1,796,172 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−3,933→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Incentive Stock Option (right to buy)
2003-10-15−7,600→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$31.81/sh+7,183→ 1,809,040 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$41.30/sh+3,933→ 1,793,183 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$13.06/sh+7,600→ 1,816,640 total
Tax Payment
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-10-15$42.89/sh−20,468→ 1,796,172 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Incentive Stock Option (right to buy)
2003-10-15−7,600→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−7,183→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−8,674→ 0 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-10-15−3,933→ 0 total
Sale
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-09-12$41.65/sh−22,695→ 1,789,250 total
Sale
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-09-12$41.65/sh−22,695→ 1,789,250 total
Tax Payment
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-09-11$41.90/sh−27,305→ 1,811,945 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-09-11−50,000→ 284,800 total
Award
PRICE T ROWE GROUP INC$TROW
Non-Qualified Stock Option (right to buy)
2003-09-11+15,587→ 15,587 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-09-11$13.06/sh+50,000→ 1,839,250 total
Exercise/Conversion
PRICE T ROWE GROUP INC$TROW
Common Stock
2003-09-11$13.06/sh+50,000→ 1,839,250 total

Companies

Recent Filings

Address

ONE LIBERTY PLAZA

NEW YORK, NY, 10006

View on SEC.gov