THOMPSON W NORMAN

CIK 00012496111 companyDALLAS, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001249611

Recent Transactions

43 trades

Tax Payment
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-08-25−735→ 12,109 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-08-25+2,550→ 12,844 total
Tax Payment
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-08-25−735→ 12,109 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-08-25+2,550→ 12,844 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-06-30+929→ 9,763 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2008-06-30+160→ 2,538 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2008-06-30+929→ 9,763 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2008-06-30+160→ 2,538 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2006-08-25+1,694→ 4,879 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-08-25+1,892→ 3,185 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-08-25+1,892→ 3,185 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2005-08-17+63→ 1,477 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2005-08-17+63→ 1,477 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-07-28+2→ 1,293 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-07-28+2→ 1,293 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-06-30+138→ 5,343 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2005-06-30+138→ 5,343 total
Tax Payment
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-11-12−55→ 1,291 total
Tax Payment
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-11-12−55→ 1,291 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-08-18+731→ 1,346 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-08-18+731→ 1,346 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2004-08-15+39→ 1,414 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2004-08-15+39→ 1,414 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-06-30+379→ 5,205 total
Small Acquisition
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2004-06-30+379→ 5,205 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-11-12+615→ 615 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-11-12+615→ 615 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Stock Option SWS Stock Option Plan
2003-10-28$13.75/sh−456→ 6,415 total
Sale
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$21.62/sh−200→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$12.41/sh+6,544→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$13.75/sh+456→ 0 total
Sale
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$21.45/sh−6,800→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$13.75/sh+456→ 0 total
Sale
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$21.62/sh−200→ 0 total
Sale
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$21.45/sh−6,800→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2003-10-28$12.41/sh+6,544→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Stock Option SWS Stock Option Plan
2003-10-28$13.75/sh−456→ 6,415 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Stock Option SWS Stock Option Plan
2003-10-28$12.41/sh−6,544→ 0 total
Exercise of In-Money
Hilltop Securities Holdings LLC
Stock Option SWS Stock Option Plan
2003-10-28$12.41/sh−6,544→ 0 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2003-08-15+39→ 1,375 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2003-08-15+39→ 1,375 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2002-08-15+1,336→ 1,336 total
Award
Hilltop Securities Holdings LLC
Deferred Compensation Phantom Stock
2002-08-15+1,336→ 1,336 total

Companies

Hilltop Securities Holdings LLC
CIO

Recent Filings

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270

View on SEC.gov