SPERLING DAVID P

CIK 00012513661 companyALISO VIEJO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001251366

Recent Transactions

50 trades

Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$3.67/sh+25,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$3.67/sh+25,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2006-05-02$3.67/sh−25,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$12.60/sh−25,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2006-05-02$3.67/sh−25,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$12.60/sh−25,000→ 30,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2005-04-21$3.67/sh+75,000→ 75,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2005-04-21$3.67/sh+75,000→ 75,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$6.21/sh−10,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$6.21/sh−20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-10-22$1.56/sh−10,000→ 10,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-10-22$3.81/sh−20,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$1.56/sh+10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$3.81/sh+20,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$5.00/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-09-09$1.56/sh−10,000→ 20,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-09-09$1.56/sh−10,000→ 20,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$5.00/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$1.56/sh+10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$1.56/sh+10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+36,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+20,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common stock
2004-08-31$4.79/sh−61,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−36,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+36,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−36,250→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common stock
2004-08-31$4.79/sh−61,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-09-02$1.44/sh+30,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-09-02$1.44/sh−30,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-09-02$3.89/sh−30,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-09-02$1.44/sh+30,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-09-02$1.44/sh−30,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-09-02$3.89/sh−30,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-08-06$1.01/sh−11,250→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-08-06$4.19/sh−11,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-08-06$1.01/sh+11,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-08-06$1.01/sh−11,250→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-08-06$4.19/sh−11,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-08-06$1.01/sh+11,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-08-05$1.01/sh−1,250→ 11,250 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-08-05$0.91/sh+18,750→ 18,750 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-08-05$1.01/sh−1,250→ 11,250 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-08-05$0.91/sh−18,750→ 11,250 total

Companies

SMITH MICRO SOFTWARE, INC.
CTO
$SMSI

Recent Filings

Address

51 COLUMBIA SUITE 200

ALISO VIEJO, CA, 92656

View on SEC.gov