Company dossier
SW ACQUISTION INC
Exchange
—
Entity type
operating
Fiscal year end
Dec 31
Headquarters
MN
Company overview
SW ACQUSTION INC operates within the Security Brokers, Dealers & Flotation Companies segment, blending capital-raising expertise with brokerage services for institutional and sophisticated investor clients seeking structured access to capital markets; its offerings include underwriting support, deal distribution, and strategic advisory that capitalize on regulatory frameworks designed to oversee broker-dealers. The firm’s target customers are primarily private issuers and institutions pursuing flotation opportunities, and it must continually navigate material risks such as compliance with SEC broker-dealer registration requirements, market liquidity fluctuations, and the legacy of long-dated filings; the most recent disclosure remains the Form 8-K filed in December 1999, underscoring the importance of diligent monitoring in a heavily regulated market. With such a history, clients and stakeholders are encouraged to track SW ACQUSTION INC’s ongoing SEC activity—CIK 314037—to assess current positioning and stay informed; view live SEC filings on Earnings Feed.
Source: Earnings Feed research · last updated 11/24/2025
Recent filings
- KINNARD INVESTMENTS INC5.2 KB
KINNARD INVESTMENTS INC 8-K
- KINNARD INVESTMENTS INC5.7 KB
KINNARD INVESTMENTS INC 8-K
- KINNARD INVESTMENTS INC5.5 KB
KINNARD INVESTMENTS INC 8-K
- KINNARD INVESTMENTS INC57.6 KB
KINNARD INVESTMENTS INC 10-Q
- KINNARD INVESTMENTS INC65.3 KB
KINNARD INVESTMENTS INC 10-Q
- KINNARD INVESTMENTS INC238.5 KB
KINNARD INVESTMENTS INC 8-K
- KINNARD INVESTMENTS INC49.2 KB
KINNARD INVESTMENTS INC 10-Q
- KINNARD INVESTMENTS INC147.0 KB
KINNARD INVESTMENTS INC 10-K
- KINNARD INVESTMENTS INC49.5 KB
KINNARD INVESTMENTS INC 10-Q
- KINNARD INVESTMENTS INC134.4 KB
KINNARD INVESTMENTS INC 10-Q
Former names
- 1995-08-14 – 2000-01-11
KINNARD INVESTMENTS INC