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NYSE

NYSE filings

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Track blue-chip disclosures and listings anchored to the New York Stock Exchange family.

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NYSE

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Exchange overview

About NYSE

Blue-chip dominance

NYSE hosts $30+ trillion in combined market cap, including ExxonMobil, JPMorgan Chase, and Berkshire Hathaway. Listed companies typically have longer operating histories, higher revenue bases, and more mature governance structures than growth-focused exchanges.

NYSE companies skew toward financials, industrials, consumer staples, and energy sectors. Filings tend to emphasize capital allocation decisions—dividends, buybacks, and M&A—over product innovation. Investors monitor proxy statements (DEF 14A) closely for executive compensation and governance proposals, as NYSE boards face heightened shareholder activism. Form 10-K risk factor disclosures are typically more detailed given regulatory scrutiny of systemically important financial institutions.

Rigorous listing requirements

NYSE demands $200M minimum public float, $100M market cap for IPOs, and either $10M pre-tax income over three years or specific revenue thresholds. These bars ensure only established companies access NYSE listing status and prestige.

NYSE initial listing standards require 400 round-lot shareholders, 1.1 million publicly held shares, and $40M market value of public float. Companies must meet earnings tests ($10M aggregate pre-tax income over three years) or alternative revenue-based standards. Corporate governance mandates include independent board majority, independent audit/compensation/nominating committees, and annual executive sessions. Continued listing requires maintaining $15M global market capitalization and compliance with SEC periodic reporting requirements.

Hybrid market structure

Unlike fully electronic competitors, NYSE combines algorithmic execution with designated market makers (DMMs) who provide human oversight during volatility. This creates deeper liquidity for large institutional orders and stabilizes price discovery during market stress.

NYSE issuers file an average of 5-6 Form 8-Ks annually, concentrated around quarterly earnings (Item 2.02) and material agreements (Item 1.01). Financial institutions file frequent Item 5.02 disclosures for executive departures and appointments due to regulatory oversight. Dividend declarations trigger Item 8.01 filings, while strategic acquisitions generate Item 1.01 material contract filings. Proxy season (March-May) sees heavy DEF 14A filing activity as shareholders vote on compensation and governance proposals.