4//SEC Filing
GOULDING PHILIP L 4
Accession 0000003673-07-000270
CIK 0000003673other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 11:36 AM ET
Size
28.8 KB
Accession
0000003673-07-000270
Insider Transaction Report
Form 4
GOULDING PHILIP L
Sr. Vice Pres. & CFO
Transactions
- Exercise/Conversion
Common Stock, $1.25 par value
2007-12-17$13.35/sh+100,000$1,335,000→ 221,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.48/sh−2,000$120,960→ 219,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.99/sh−1,704$103,927→ 145,008 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.60/sh−5,000$303,000→ 210,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.90/sh−10,000$609,000→ 150,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.85/sh−8,000$486,800→ 160,712 total - Exercise/Conversion
Stock Options (right to buy)
2007-12-17−100,000→ 546,403 totalExercise: $13.35Exp: 2014-02-18→ Common Stock (100,000 underlying) - Sale
Common Stock, $1.25 par value
2007-12-17$60.50/sh−3,000$181,500→ 216,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.75/sh−20,000$1,215,000→ 180,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.80/sh−4,000$243,200→ 168,712 total - Sale
Common Stock, $1.25 par value
2007-12-17$60.55/sh−1,000$60,550→ 215,712 total
Holdings
- 2,756.405(indirect: ESOSP)
Common Stock, $1.25 par value
Footnotes (4)
- [F1]Represents shares of the Issuer's Common Stock issued to Mr. Goulding in connection with the exercise of Stock Options pursuant to a 10b5-1 Trading Plan.
- [F2]Shares sold in connection with the exercise of Stock Options pursuant to a 10b5-1 Trading Plan.
- [F3]Held through the Allegheny Energy, Inc. Employee Stock Ownership and Savings Plan.
- [F4]The Stock Options were granted under the Issuer's Long Term Incentive Plan. Mr. Goulding was granted 1,500,000 Stock Options on February 18, 2004. One-fifth of the Stock Options vested on each October 13 from 2004 through 2007. The remaining Stock Options will vest on October 13, 2008, provided that Mr. Goulding is an employee of the Issuer on the applicable vesting date. Upon a change in control of the Issuer (as defined), all Stock Options will immediately vest.
Documents
Issuer
ALLEGHENY ENERGY, INC
CIK 0000003673
Entity typeother
Related Parties
1- filerCIK 0001266111
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 11:36 AM ET
- Size
- 28.8 KB