PURTELL LAWRENCE R 4
4 · ALCOA INC · Filed Jan 14, 2004
Insider Transaction Report
Form 4
PURTELL LAWRENCE R
Exec. VP and General Counsel
Transactions
- Award
Employee Stock Option (right to buy)
2004-01-12+29,341→ 29,341 totalExercise: $36.30From: 2004-07-12Exp: 2013-01-10→ Common Stock (29,341 underlying) - Tax Payment
Common Stock
2004-01-12$36.30/sh−30,763$1,116,543→ 46,262 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2004-01-12−37,567→ 75,133 totalExercise: $22.55From: 2004-01-10Exp: 2013-01-10→ Common Stock (37,567 underlying) - Exercise/Conversion
Common Stock
2004-01-12$22.55/sh+37,567$847,324→ 77,025 total(indirect: By Trust)
Footnotes (4)
- [F1]Held by a trust for the benefit of the reporting person. The reporting person's spouse is trustee of the trust.
- [F2]Employee stock options are granted without payment of consideration.
- [F3]In the aggregate, a total of 473,646 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
- [F4]These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering previously owned shares to the Company as reported herein.