4//SEC Filing
GHOSN CARLOS 4
Accession 0000004281-09-000066
CIK 0000004281other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:39 PM ET
Size
12.1 KB
Accession
0000004281-09-000066
Insider Transaction Report
Form 4
GHOSN CARLOS
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-13+50→ 50 total - Disposition to Issuer
Common Stock
2009-11-13$13.18/sh−35$461→ 0 total - Exercise/Conversion
Restricted Stock Units
2009-11-13−50→ 0 totalFrom: 2009-11-13Exp: 2009-11-13→ Common Stock (50 underlying) - Tax Payment
Common Stock
2009-11-13$13.18/sh−15$198→ 35 total
Holdings
- 54,296
Phantom Stock Units
→ Common Stock
Footnotes (3)
- [F1]Each restricted stock unit granted on November 13, 2008 under the Directors Plan: "You Make a Difference Award" represented a contingent right to receive the cash value of one share of Alcoa Inc. common stock on a 1-for-1 basis after a one-year vesting period. All of the units were settled for cash upon vesting on November 13, 2009.
- [F2]Represents payment of tax liability by withholding equivalent shares incident to the vesting of the restricted stock units reported in Table II.
- [F3]The reporting person holds phantom stock units under the 2005 (or prior) Alcoa Deferred Fee Plan for Directors. Such units are the economic equivalent of one share of Alcoa Inc. common stock and are to be paid out in cash after Board service ends.
Documents
Issuer
ALCOA INC
CIK 0000004281
Entity typeother
Related Parties
1- filerCIK 0001184007
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:39 PM ET
- Size
- 12.1 KB