4//SEC Filing
Thuestad John G 4
Accession 0000004281-11-000016
CIK 0000004281other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 4:06 PM ET
Size
8.9 KB
Accession
0000004281-11-000016
Insider Transaction Report
Form 4
Thuestad John G
Executive Vice President
Transactions
- Award
Employee Stock Option (right to buy)
2011-01-20+110,880→ 110,880 totalExercise: $13.54Exp: 2020-01-26→ Common Stock (110,880 underlying) - Award
Common Stock
2011-01-20+11,939→ 34,411 total
Holdings
- 2,230(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The option vests in three annual installments as follows: 1/3 vests on January 26, 2011, 1/3 vests on January 26, 2012 and 1/3 vests on January 26, 2013.
- [F2]Employee stock options are granted without payment of consideration.
- [F3]On January 26, 2010, the reporting person was granted a performance stock option at a target level of 110,880 shares, with the actual number to be received to be based on Alcoa's free cash flow and profit performance for 2010. Based on the calculation of Alcoa's performance for 2010, the reporting person received on January 20, 2011 an option to purchase 110,880 shares of Alcoa common stock.
- [F4]In the aggregate, a total of 403,760 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Documents
Issuer
ALCOA INC
CIK 0000004281
Entity typeother
Related Parties
1- filerCIK 0001486081
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 4:06 PM ET
- Size
- 8.9 KB