4//SEC Filing
Thuestad John G 4
Accession 0000004281-11-000043
CIK 0000004281other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 4:01 PM ET
Size
10.5 KB
Accession
0000004281-11-000043
Insider Transaction Report
Form 4
Thuestad John G
Executive Vice President
Transactions
- Sale
Common Stock
2011-02-01$17.12/sh−60,000$1,027,344→ 34,411 total - Exercise/Conversion
Common Stock
2011-02-01$8.33/sh+60,000$499,800→ 94,411 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−60,000→ 122,000 totalExercise: $8.33Exp: 2015-01-23→ Common Stock (60,000 underlying)
Holdings
- 2,225(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.11 to $17.1407. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F2]The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. One-half of the options exercised by the reporting person vested on January 23, 2010 and one-half vested on January 23, 2011.
- [F3]Employee stock options are granted without payment of consideration.
- [F4]In the aggregate, a total of 384,090 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Documents
Issuer
ALCOA INC
CIK 0000004281
Entity typeother
Related Parties
1- filerCIK 0001486081
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 4:01 PM ET
- Size
- 10.5 KB