Wieser Helmut 4
4 · ALCOA INC · Filed Feb 2, 2011
Insider Transaction Report
Form 4
Wieser Helmut
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2011-02-01$8.33/sh+100,000$833,000→ 245,436 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-01−100,000→ 393,200 totalExercise: $8.33Exp: 2015-01-23→ Common Stock (100,000 underlying) - Sale
Common Stock
2011-02-01$17.20/sh−100,000$1,720,490→ 145,436 total
Holdings
- 3,044(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.18 to $17.23. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- [F2]The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. 82,200 of the options exercised by the reporting person vested on January 23, 2010 and 17,800 vested on January 23, 2011.
- [F3]Employee stock options are granted without payment of consideration.
- [F4]In the aggregate, a total of 942,440 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.