Thuestad John G 4

4 · ALCOA INC · Filed May 19, 2011

Form 4

Period: 2011-05-17

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2011-05-17$13.54/sh+73,920$1,000,877→ 169,665 total
Sale
Common Stock
2011-05-17$16.40/sh−145,991$2,394,749→ 23,674 total
Exercise/Conversion
Employee Stock Option (right to buy)
2011-05-17−73,920→ 147,840 total
Exercise: $13.54Exp: 2020-01-26→ Common Stock (73,920 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2011-05-17−61,334→ 60,666 total
Exercise: $8.33Exp: 2015-01-23→ Common Stock (61,334 underlying)
Exercise/Conversion
Common Stock
2011-05-17$8.33/sh+61,334$510,912→ 95,745 total

Holdings

Footnotes (5)

[F1]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.3616 to $16.44. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
[F2]The option, representing on the date of grant a right to purchase a total of 182,000 shares, is exercisable in three equal annual installments beginning on January 23, 2010, which was the first anniversary of the date of grant.
[F3]Employee stock options are granted without payment of consideration.
[F4]In the aggregate, a total of 248,836 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
[F5]The option, representing on the date of grant a right to purchase a total of 221,760 shares, is exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date of grant.

Documents

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