GUERON JUDITH M 4
4 · ALCOA INC · Filed Jul 5, 2011
Insider Transaction Report
Form 4
GUERON JUDITH M
Director
Transactions
- Award
Phantom Stock Units
2011-07-01$16.13/sh+368$5,934→ 32,718 total→ Common Stock (368 underlying)
Holdings
- 15,269.399
Common Stock
Footnotes (4)
- [F1]Includes shares acquired under the Alcoa Dividend Reinvestment Plan
- [F2]1 For 1
- [F3]Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.
- [F4]This total includes phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors that have been previously reported on the reporting person's Form 4 reports but were inadvertently omitted by the plan administrator (in the amount of 4,089 units at a price of $17.60/share) from the total as shown in column 9 of the reporting person's Form 4 report filed on April 4, 2011.