ALCOA INC 4
4 · ALCOA INC · Filed Jan 2, 2014
Insider Transaction Report
Form 4
SCHACHT HENRY B
Director
Transactions
- Exercise/Conversion
Common Stock
2013-12-31+968→ 20,104.164 total - Exercise/Conversion
Phantom Stock Units
2013-12-31−968→ 29,715 totalExp: 2013-12-31→ Common Stock (968 underlying) - Disposition to Issuer
Common Stock
2013-12-31$10.62/sh−968$10,275→ 19,136.164 total
Footnotes (2)
- [F1]On December 31, 2013, 968 of the reporting person's phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock.
- [F2]Includes shares acquired under the Alcoa Dividend Reinvestment Plan.