ALCOA INC. 4
4 · ALCOA INC. · Filed Jan 5, 2016
Insider Transaction Report
Form 4
SCHACHT HENRY B
Other
Transactions
- Disposition to Issuer
Common Stock
[F2]2015-12-31$9.89/sh−989$9,786→ 19,136.215 total - Exercise/Conversion
Phantom Stock Units
[F1]2015-12-31−989→ 23,946 totalExp: 2015-12-31→ Common Stock (989 underlying) - Exercise/Conversion
Common Stock
[F1][F2]2015-12-31+989→ 20,125.215 total
Footnotes (2)
- [F1]On December 31, 2015, 989 of the reporting person's phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock.
- [F2]Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
Signature
Margaret Lam (Assistant Secretary), by power of attorney|2016-01-05