ALCOA INC. 4
4 · ALCOA INC. · Filed Jul 1, 2016
Insider Transaction Report
Form 4
SCHACHT HENRY B
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2016-06-30−2,244→ 21,948 totalExp: 2016-06-30→ Common Stock (2,244 underlying) - Exercise/Conversion
Common Stock
2016-06-30+2,244→ 21,380.223 total - Disposition to Issuer
Common Stock
2016-06-30$9.15/sh−2,244$20,533→ 19,136.223 total
Footnotes (2)
- [F1]On June 30, 2016, 2,244 of the reporting person's phantom stock units held under the Alcoa Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock.
- [F2]Includes shares acquired under the Alcoa Dividend Reinvestment Plan.