Herena Monique 4

What Happened Herena Monique, Chief Colleague Experience Officer at American Express (AXP), received shares from the vesting of performance awards on February 1, 2026 and surrendered 9,989 shares to satisfy tax withholding. The disposition was reported at $352.17 per share, producing proceeds of $3,517,826. Concurrently, Monique was credited with 18,800 shares from vested Performance Restricted Stock Units (PRSUs) and 11,327 shares related to vested Performance Stock Options.

Key Details

• Transaction date: 2026-02-01 (reported on Form 4 filed 2026-02-03). Filing appears timely under Form 4 rules.
• Disposition: 9,989 shares surrendered for tax withholding at $352.17 — proceeds $3,517,826.
• Acquisitions: 18,800 shares (A) from vested PRSUs; 11,327 shares (A, derivative) from vested performance stock options. Some shares include dividend reinvestment.
• Net effect: 30,127 shares awarded minus 9,989 surrendered = net increase of 20,138 shares (based on reported transactions).
• Footnotes: F1 = PRSU vesting; F2 = includes dividend reinvestment; F3 = shares surrendered to satisfy taxes; F4 = vesting of performance stock options.
• Shares owned following the transactions were not stated in the filing.

Context This was not an open-market sale for investment reasons but a routine tax-withholding disposition tied to the vesting of performance awards (common practice). The derivative line reflects vested performance options turning into shares rather than a cash purchase. Such filings document compensation vesting and tax withholding rather than indicating a deliberate directional bet by the insider.