AMERICAN SCIENCE & ENGINEERING, INC. 4
4 · AMERICAN SCIENCE & ENGINEERING, INC. · Filed Jul 15, 2014
Insider Transaction Report
Form 4
Galaznik Kenneth
SVP & CFO
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2014-07-14−574→ 0 totalExercise: $51.56Exp: 2018-06-12→ Common Stock (574 underlying) - Sale
Common Stock
2014-07-14$69.06/sh−1,168$80,662→ 12,306 total - Exercise/Conversion
Common Stock
2014-07-14$51.56/sh+574$29,595→ 13,474 total
Holdings
- 422(indirect: By 401 (k) Plan)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2014
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $69.00 to a high of $69.2800 for an average of $69.0588. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Includes 422 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of July 9, 2014
- [F4]On June 12, 2008, the reporting person was granted an option to purchase 1,474 shares of common stock. The option vests based on satisfaction of certain performance criteria. The performance criteria were met with respect to 983 shares of common stock on March 31, 2010 and 491 shares of common stock on March 31, 2011.