4//SEC Filing
STAGE STORES INC 4
Accession 0000006885-04-000086
CIK 0000006885operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 8:32 PM ET
Size
9.1 KB
Accession
0000006885-04-000086
Insider Transaction Report
Form 4
STAGE STORES INCSTGS
SWARTZ JOANNE
EVP, Sales and Marketing
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2004-11-30−7,500→ 37,500 totalExercise: $16.25From: 2004-08-24Exp: 2011-08-24→ Common Stock (7,500 underlying) - Sale
Common Stock
2004-11-30$41.01/sh−7,500$307,575→ 0 total - Exercise/Conversion
Common Stock
2004-11-30$16.25/sh+7,500$121,875→ 7,500 total
Footnotes (2)
- [F1]This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
- [F2]On August 24, 2001, the reporting person was granted stock options for 150,000 shares in three groupings with per share exercise prices of $13.75, $15.00, and $16.25, respectively. The right to exercise these options vests over four years from August 24, 2001, with 25% of each grouping vesting at the end of each of the first four years following the date of grant, and will expire on the earlier of (i) sixty days after the termination of the Officer's employment with the Company, or (ii) ten years from the date of grant. The stock options exercised and reported on this Form 4 are a portion of that grant.
Documents
Issuer
STAGE STORES INC
CIK 0000006885
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000006885
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 8:32 PM ET
- Size
- 9.1 KB