4/A//SEC Filing
SWARTZ JOANNE 4/A
Accession 0000006885-11-000053
CIK 0000006885other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 5:26 PM ET
Size
10.9 KB
Accession
0000006885-11-000053
Insider Transaction Report
Form 4/AAmended
SWARTZ JOANNE
EVP, Sales and Marketing
Transactions
- Award
Common Stock
2011-03-29+4,700→ 15,530 total - Tax Payment
Common Stock
2011-03-29$18.72/sh−1,814$33,958→ 10,830 total - Award
Stock Appreciation Rights (SARs)
2011-03-29+8,850→ 95,955 totalExercise: $18.84From: 2012-03-29Exp: 2018-03-29→ Common Stock (8,850 underlying) - Award
Common Stock
2011-03-29+6,858→ 12,644 total
Footnotes (4)
- [F1]Represents Performance Shares granted March 28, 2008 and awarded as common stock on March 29, 2011 as a result of the completion of the three year Performance Cycle that began on the first day of the 2008 fiscal year (February 3, 2008) and ended on the last day of the 2010 fiscal year (January 29, 2011).
- [F2]Due to miscommunication, the shares of restricted common stock and the stock appreciation rights granted the reporting person were incorrectly reported. The purpose of this Amended Form 4 is to correctly report the reduced amounts of those grants. The performance shares granted the reporting person were correctly reported.
- [F3]On March 29, 2011, the reporting person was granted 4,700 shares of restricted common stock. The shares will vest 25% per year on the first four anniversary dates from the date of grant.
- [F4]On March 29, 2011, the reporting person was granted Stock Appreciation Rights (SARs) with respect to a total of 8,850 shares of common stock. The grant price for the SARs is $18.84 per share of common stock, which was the closing price of the Issuer's common stock on that date. The SARs will vest 25% per year on the first four anniversary dates from the date of grant. They will expire on the earlier of (i) sixty days after termination of employment (one year if termination is due to death, disability or retirement), or (ii) seven years from the date of grant.
Documents
Issuer
STAGE STORES INC
CIK 0000006885
Entity typeother
Related Parties
1- filerCIK 0001182203
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 5:26 PM ET
- Size
- 10.9 KB