Carter Nicholas 5
5 · TRECORA RESOURCES · Filed Apr 29, 2022
Insider Transaction Report
Form 5
Carter Nicholas
DirectorExecutive Vice President
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-02-09−11,567→ 10,533 total→ Common stock (11,567 underlying) - Gift
Common stock
2019-12-03−39,000→ 400,811 total - Exercise/Conversion
Common stock
2019-02-09+11,567→ 438,408 total
Footnotes (3)
- [F1]Granted as officer compensation. Converts into common stock on a one-for-one basis.
- [F2]Note that the number of shares sold on December 10, 2018 by the reporting person and reported on the Form 4 filed on December 12, 2018 was inadvertently overstated by 1,403 shares. The total number of shares beneficially owned has been adjusted to reflect this overstatement.
- [F3]The recipient received a grant of 46,265 Restricted Stock Units on February 9, 2015, which vested in four equal installments beginning on the first anniversary of the grant date.