LACY J DANIEL 4
4 · ASHLAND INC · Filed Sep 5, 2003
Insider Transaction Report
Form 4
ASHLAND INCASH
LACY J DANIEL
Vice President
Transactions
- Discretionary Transaction
Common Stock
2003-09-03$34.33/sh+1,946$66,806→ 6,926 total(indirect: By 401(k))
Holdings
- 4,000
Stock Options (Right to buy)
Exercise: $39.00From: 1997-09-19Exp: 2006-10-19→ Common Stock (4,000 underlying) - 8,000
Stock Options (Right to buy)
Exercise: $48.00From: 1999-09-17Exp: 2008-10-17→ Common Stock (8,000 underlying) - 40,000
Stock Options (Right to buy)
Exercise: $36.63From: 2000-09-16Exp: 2009-10-16→ Common Stock (40,000 underlying) - 574
Common Stock Units
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (574 underlying) - 5,829(indirect: LESOP)
Common Stock
- 15,000
Stock Options (Right to buy)
Exercise: $28.13From: 2003-09-19Exp: 2012-10-19→ Common Stock (15,000 underlying)
Footnotes (7)
- [F1]Shares accrued under Ashland's Employee Stock Ownership Plan as of 8-31-03.
- [F2]Intraplan transfer in Ashland's Employee Savings Plan.
- [F3]Based on Employee Savings Plan information as of 9-3-03, the latest date for which the information is reasonably available.
- [F4]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F5]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1997 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F6]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1993 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F7]Common Stock Units acquired pursuant to Ashland's 1995 Deferred Compensation Plan as of 8-31-03, and exempt under Rule 16b-3(d). (One (1) Common Stock Unit in the 1995 Deferred Compensation Plan is the equivalent of one (1) share of Ashland Common Stock)