ASSOCIATED BANC-CORP·4

Jun 17, 12:43 PM ET

VAN LITH KAREN 4

4 · ASSOCIATED BANC-CORP · Filed Jun 17, 2026

Research Summary

AI-generated summary of this filing

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ASB Director Karen Van Lith Receives 393-Share Award

What Happened Karen Van Lith, a director of Associated Banc‑Corp (ticker: ASB), was granted equity awards on June 15, 2026. The filing shows two acquisitions: 38 shares at $29.22 each (value $1,110) and 355 shares at $29.22 each (value $10,373), for a total of 393 shares valued at approximately $11,483. Transaction code "A" indicates these were grants/awards (company compensation), not open‑market purchases or sales.

Key Details

  • Transaction date: 2026-06-15; filing date: 2026-06-17 (timely filing).
  • Prices and values: 38 shares @ $29.22 = $1,110; 355 shares @ $29.22 = $10,373; total ≈ $11,483.
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • Footnotes in the filing note different award types and rules:
    • F1: Dividend equivalent units vest one year after the related RSU grant and pay out in shares.
    • F2: Some dividend equivalents are payable in shares after the director leaves service.
    • F3: Some stock units are 100% vested at acquisition (immediately owned).
    • F4: Phantom stock units remain in the director’s nonqualified benefit plan until distributed per election.
  • Transaction type: Award/Grant (A) — typically routine equity compensation for directors, not a market buy or sell.

Context Equity grants to directors are commonly part of compensation and do not necessarily signal the director buying or selling based on conviction. The footnotes indicate a mix of immediately vested units and units subject to vesting or distribution rules, so some of the reported units may be payable later or held in a plan rather than sold immediately.

Insider Transaction Report

Form 4
Period: 2026-06-15
Transactions
  • Award

    Common Stock $0.01 Par Value

    [F1]
    2026-06-15$29.22/sh+38$1,11060,856 total
  • Award

    Common Stock $0.01 Par Value

    [F2]
    2026-06-15$29.22/sh+355$10,37361,211 total
Holdings
  • Common Stock $0.01 Par Value

    (indirect: By IRA)
    0
  • Phantom Stock Unit

    [F3][F4]
    Exercise: $0.00Common Stock $0.01 Par Value (28,618.169 underlying)
    28,618.169
Footnotes (4)
  • [F1]Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
  • [F2]Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
  • [F3]Stock units are 100% vested at the time of acquisition.
  • [F4]Phantom stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Karen van Lith|2026-06-17

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT