4//SEC Filing
Pauley Lisa Ann 4
Accession 0000009389-21-000034
CIK 0000009389other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:59 PM ET
Size
11.5 KB
Accession
0000009389-21-000034
Insider Transaction Report
Form 4
BALL CorpBLL
Pauley Lisa Ann
VP,Administration & Compliance
Transactions
- Tax Payment
Common Stock
2021-01-31$88.02/sh−2,954$260,011→ 210,988.589 total - Exercise/Conversion
Restricted Stock Units
2021-01-31−9,784→ 18,599 total→ Common Stock (9,784 underlying) - Exercise/Conversion
Common Stock
2021-01-31$88.02/sh+10,029$882,753→ 213,942.589 total
Holdings
- 283,475.521(indirect: By Spouse)
Common Stock
- 6,211.344(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]Due to an administrative error, the Form 4 filed on November 12, 2020 understated the number of shares beneficially owned after the transaction by 20 shares.
- [F3]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.
- [F4]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- [F5]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F6]The reporting person expressly disclaims beneficial ownership of these securities.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F8]Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
Documents
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001397952
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 7:59 PM ET
- Size
- 11.5 KB