4//SEC Filing
Pauley Lisa Ann 4
Accession 0000009389-21-000127
CIK 0000009389other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 5:54 PM ET
Size
12.7 KB
Accession
0000009389-21-000127
Insider Transaction Report
Form 4
BALL CorpBLL
Pauley Lisa Ann
VP,Administration & Compliance
Transactions
- Exercise/Conversion
Common Stock
2021-08-09$18.85/sh+40,400$761,540→ 251,485.825 total - Sale
Common Stock
2021-08-11$88.95/sh−17,773$1,580,830→ 211,085.825 total - Exercise/Conversion
Stock Appreciation Rights (sars)
2021-08-09−40,400→ 0 totalExercise: $18.85From: 2013-01-25Exp: 2022-01-25→ Common Stock (40,400 underlying) - Tax Payment
Common Stock
2021-08-09$87.35/sh−22,627$1,976,468→ 228,858.825 total
Holdings
- 283,475.604(indirect: By Spouse)
Common Stock
- 6,232.893(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
- [F3]Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- [F4]This transaction was executed in multiple trades at prices ranging from $88.6600 to $89.2750. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F6]The reporting person expressly disclaims beneficial ownership of these securities.
Documents
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001397952
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 5:54 PM ET
- Size
- 12.7 KB