|4Feb 23, 5:03 PM ET

Carey Nate C 4

4 · BALL Corp · Filed Feb 23, 2026

Research Summary

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BALL VP Nate Carey Receives Options and RSUs

What Happened
Nate C. Carey, Vice President & Controller of Ball Corporation (BALL), received equity awards on February 19, 2026: 1,825 non-qualified stock options and 5,575 restricted stock units (RSUs). The RSUs show an acquisition price of $0.00 (they convert to common shares one‑for‑one per the filing). The filing excerpt does not state a cash value for the options or an exercise price.

Key Details

  • Transaction date: 2026-02-19; Form 4 filed 2026-02-23 (appears to be outside the typical 2-business-day reporting window).
  • Grants: 1,825 non‑qualified stock options (derivative) and 5,575 RSUs (derivative, $0.00).
  • Vesting: RSUs vest on the third anniversary of the award (footnote F2). Options vest in ~4 equal annual installments beginning one year after the award (footnote F5) and generally expire up to ten years after grant (footnote F6).
  • Conversion: RSUs convert one‑for‑one to common stock (footnote F1).
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • Filing notes: No 10b5‑1 plan, tax‑withholding, or immediate sale is indicated in the excerpt.

Context
RSUs are deferred equity that convert to shares upon vesting and do not require exercise; stock options give the holder the right to buy shares at an exercise price (exercise price not shown here). These grants are compensation awards and are common for executives; they do not by themselves indicate an immediate buy/sell signal because vesting and exercise decisions occur later.

Insider Transaction Report

Form 4
Period: 2026-02-19
Carey Nate C
Vice President & Controller
Transactions
  • Award

    Restricted Stock Units

    [F1][F2][F3]
    2026-02-19+1,8253,601 total
    Common Stock (1,825 underlying)
  • Award

    Stock Options (Right to Buy)

    [F4][F5][F6]
    2026-02-19+5,5755,575 total
    Exercise: $66.03Common Stock (5,575 underlying)
Footnotes (6)
  • [F1]Convert without cost to shares of common stock on a one-for-one basis.
  • [F2]Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
  • [F3]N/A
  • [F4]Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
  • [F5]The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
  • [F6]Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
Signature
/s/ Derek Redmond, attorney-in-fact to Mr. Carey|2026-02-23

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT