BALL Corp·4

May 1, 5:48 PM ET

BRYANT JOHN A 4

4 · BALL Corp · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

BALL Director John A. Bryant Receives RSUs, Converts Derivative Units

What Happened

  • John A. Bryant, a director of Ball Corporation (BALL), received restricted stock units (RSUs) and deferred stock units and also exercised/converted derivative units into shares.
  • Transactions reported: 2,903 RSUs granted on 2026-04-29 (A) at $0; on 2026-04-30 a conversion/exercise (M) showing 3,369 derivative units disposed and 3,369 acquired at $0; and an additional grant of 327.439 deferred stock units on 2026-04-30 (A) at $0. All amounts are reported at $0, reflecting compensation awards or plan settlements rather than cash purchases or open-market sales.

Key Details

  • Dates and amounts:
    • 2026-04-29: Grant of 2,903 RSUs @ $0 (award)
    • 2026-04-30: Exercise/conversion (M) — 3,369 units disposed @ $0 and 3,369 units acquired @ $0
    • 2026-04-30: Grant of 327.439 deferred stock units @ $0
  • Shares owned after the transactions: not disclosed in the provided filing details.
  • Footnotes of note:
    • Each RSU = contingent right to one share of Ball common stock (F1).
    • RSU awards to non-employee directors under Ball’s Stock and Cash Incentive Plan (F2).
    • Units may be settled in shares or cash under the Deferred Compensation Company Stock Plan and are distributed upon separation (F3, F4).
    • The deferred units include company match awards (F5).
  • Filing timeliness: Reported on 2026-05-01 for transactions on 2026-04-29 and 2026-04-30 — the filing appears timely (Form 4 is due within two business days of the transaction).

Context

  • These transactions are compensation and plan-related (awards and conversions of derivative units), not open-market purchases or sales; amounts reported at $0 reflect grant/settlement accounting rather than a market purchase price.
  • The paired disposition and acquisition on 2026-04-30 (3,369 units) likely reflects conversion/settlement mechanics under Ball’s plans (e.g., exercise/settlement and placement into or movement within a deferred compensation vehicle), per the filing’s footnotes. Such routine director awards and plan settlements are common and do not necessarily indicate a market view by the insider.

Insider Transaction Report

Form 4
Period: 2026-04-29
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-04-29+2,90316,328 total
    Common Stock (2,903 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F2]
    2026-04-303,36912,959 total
    Common Stock (3,369 underlying)
  • Exercise/Conversion

    Deferred Compensation Company Stock Plan

    [F3][F4]
    2026-04-30+3,36911,514.678 total
    Common Stock (3,369 underlying)
  • Award

    Deferred Compensation Company Stock Plan

    [F3][F5][F4]
    2026-04-30+327.43911,842.118 total
    Common Stock (327.439 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  • [F2]Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
  • [F3]Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  • [F4]Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  • [F5]Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.
Signature
/s/ Derek Redmond, attorney-in-fact for Mr. Bryant|2026-05-01

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT