4//SEC Filing
LAKE H TUCKER JR 4
Accession 0000009521-03-000015
CIK 0000009521other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 12:41 PM ET
Size
15.2 KB
Accession
0000009521-03-000015
Insider Transaction Report
Form 4
LAKE H TUCKER JR
Other
Transactions
- Exercise of In-Money
Subscription Rights (Right to buy)
2003-12-03−102→ 0 totalExercise: $18.32From: 2003-11-18Exp: 2003-12-16→ Common Stock (17 underlying) - Exercise of In-Money
Common Stock
2003-12-03$18.32/sh+17$311→ 115 total - Exercise of In-Money
Common Stock
2003-12-03$18.32/sh+38$696→ 262 total(indirect: By Spouse) - Exercise of In-Money
Subscription Rights (Right to buy)
2003-12-03−228→ 0 total(indirect: By Spouse)Exercise: $18.32From: 2003-11-18Exp: 2003-12-16→ Common Stock (38 underlying)
Footnotes (3)
- [F1]Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the BCV's Common Stock on the American Stock Exchange ("AMEX") on November 13, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of (A) 95% of the net asset value per share of the BCV's Common Stock on the AMEX on December 17, 2003, or (B) 95% of the average of the volume-weighted average sales prices of a share of the BCV's Common Stock on the AMEX on December 17, 2003 and the four preceding trading days.
- [F2]Includes 47 shares acquired on various dates in fiscal years 1998 through 2003 under the BCV dividend reinvestment plan.
- [F3]Includes 103 shares acquired on various dates in fiscal years 1998 through 2003 under the BCV dividend reinvestment plan.
Issuer
BANCROFT CONVERTIBLE FUND INC
CIK 0000009521
Entity typeother
Related Parties
1- filerCIK 0001190034
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 12:41 PM ET
- Size
- 15.2 KB