4//SEC Filing
LAKE H TUCKER JR 4
Accession 0000009521-04-000005
CIK 0000009521other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:51 PM ET
Size
6.1 KB
Accession
0000009521-04-000005
Insider Transaction Report
Form 4
LAKE H TUCKER JR
Other
Transactions
- Award
Common Stock
2003-12-31$17.82/sh+6$107→ 122 total
Footnotes (4)
- [F1]These shares were acquired in the Fund's 2003 Rights Offering pursuant to the Over-Subscription Privilege. Only shareholders who subscribed for all shares allocated to them in the Primary Subscription were able to participate in the Over-Subscription Privilege. The 2003 Rights Offering was approved by the Fund's Board of Directors.
- [F2]Based on the subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the Fund's Common Stock on the American Stock Exchange ("AMEX") on December 17, 2003 and the four preceding trading days.
- [F3]Includes 1 share acquired on December 26, 2003 under the BCV dividend reinvestment plan.
- [F4]In addition, the reporting person is the indirect beneficial owner of 264 additional shares owned by his wife, which includes 2 shares acquired on December 26, 2003 under the BCV dividend reinvestment plan.
Documents
Issuer
BANCROFT CONVERTIBLE FUND INC
CIK 0000009521
Entity typeother
Related Parties
1- filerCIK 0001190034
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 3:51 PM ET
- Size
- 6.1 KB