BANCROFT FUND LTD 4
4 · BANCROFT FUND LTD · Filed Mar 25, 2015
Insider Transaction Report
Form 4
OKEEFFE JANE D
DirectorPresidentOther
Transactions
- Other
Shares of Beneficial Interest
2015-03-25−4,739→ 8,600 total
Footnotes (2)
- [F1]This report is filed to report the disposition of 4,739.16 shares to the reporting person's daughter. The shares were previously held in a New Jersey Uniform Transfer to Minors Act (UTMA) trust for the benefit of the reporting person's daughter, who is now considered to be the sole beneficiary of the shares.
- [F2]In addition, the reporting person is the (1) direct beneficial owner of 8,600.43 shares, which shares include 122.43 shares acquired on various dates in fiscal years 2014 and 2015 under the BCV dividend reinvestment plan, and (2) the indirect owner of 4,677.49 shares held by an UTMA trust for her son's benefit.