BANK OF NEW YORK CO INC 4

Accession 0000009626-07-000221

CIK 0000009626operating

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 12:42 PM ET

Size

46.3 KB

Accession

0000009626-07-000221

Insider Transaction Report

Form 4

Period: 2007-06-29

BANK OF NEW YORK CO INCBK

RENYI THOMAS A

DirectorChairman and CEO

Transactions

Disposition to Issuer
Common Stock (Par Value $7.50)
2007-07-01$41.51/sh−75,560$3,136,465→ 0 total(indirect: By GRAT 2-2005)
Disposition to Issuer
3/12/02 Stock Options $41.85
2007-07-01−650,000→ 0 total
Exercise: $41.85From: 2003-03-12Exp: 2012-03-12→ Common Stock (Par Value $7.50) (650,000 underlying)
Disposition to Issuer
3/14/06 Stock Options $34.99
2007-07-01−187,500→ 0 total
Exercise: $34.99From: 2007-03-14Exp: 2016-03-14→ Common Stock (Par Value $7.50) (187,500 underlying)
Disposition to Issuer
3/13/2007 Stock Options $38.11
2007-07-01−324,006→ 0 total
Exercise: $38.11From: 2008-03-13Exp: 2017-03-13→ Common Stock (Par Value $7.50) (324,006 underlying)
Small Acquisition
Common Stock (Par Value $7.50)
2007-05-04$41.29/sh+153.696$6,346→ 452,274.091 total
Disposition to Issuer
Common Stock (Par Value $7.50)
2007-07-01$41.51/sh−115,500$4,794,359→ 0 total(indirect: GRAT 2 2007)
Disposition to Issuer
2/13/01 Stock Options $54.02
2007-07-01−400,000→ 0 total
Exercise: $54.02From: 2002-02-13Exp: 2011-02-13→ Common Stock (Par Value $7.50) (400,000 underlying)
Disposition to Issuer
2/8/00 Stock Options $39.31
2007-07-01−500,000→ 0 total
Exercise: $39.31From: 2001-02-08Exp: 2010-02-08→ Common Stock (Par Value $7.50) (500,000 underlying)
Disposition to Issuer
3/4/04 Stock Options $33.09
2007-07-01−340,000→ 0 total
Exercise: $33.09From: 2005-03-04Exp: 2014-03-04→ Common Stock (Par Value $7.50) (340,000 underlying)
Disposition to Issuer
6/29/2007 Stock Options $41.44
2007-07-01−700,000→ 0 total
Exercise: $41.44From: 2009-01-02Exp: 2017-06-29→ Common Stock (Par Value $7.50) (700,000 underlying)
Disposition to Issuer
Common Stock (Par Value $7.50)
2007-07-01$41.51/sh−200,774.091$8,334,052→ 0 total
Disposition to Issuer
1/12/99 Stock Options $35.56
2007-07-01−500,000→ 0 total
Exercise: $35.56From: 2000-01-12Exp: 2009-01-12→ Common Stock (Par Value $7.50) (500,000 underlying)
Disposition to Issuer
1/13/98 Stock Options $27.47
2007-07-01−248,360→ 0 total
Exercise: $27.47From: 1999-01-13Exp: 2008-01-13→ Common Stock (Par Value $7.50) (248,360 underlying)
Award
6/29/2007 Stock Options $41.44
2007-06-29$41.44/sh+700,000$29,008,000→ 700,000 total
Exercise: $41.44From: 2009-01-02Exp: 2017-06-29→ Common Stock (Par Value $7.50) (700,000 underlying)
Disposition to Issuer
Restricted Stock Units
2007-07-01−48,750→ 0 total
Exercise: $40.41Exp: 2010-04-02→ Common Stock (Par Value $7.50) (48,750 underlying)
Disposition to Issuer
Common Stock (Par Value $7.50)
2007-07-01$41.51/sh−195,222$8,103,587→ 0 total(indirect: by GRAT 3- 2005)
Disposition to Issuer
2/11/03 Stock Options $23.13
2007-07-01−650,000→ 0 total
Exercise: $23.13From: 2004-02-11Exp: 2013-02-11→ Common Stock (Par Value $7.50) (650,000 underlying)
Disposition to Issuer
Common Stock (Par Value $7.50)
2007-07-01$41.51/sh−475,953.009$19,756,619→ 0 total(indirect: By 401(k))
Disposition to Issuer
4/2/2007 Stock Options $40.41
2007-07-01−146,250→ 0 total
Exercise: $40.41From: 2008-04-02Exp: 2017-04-02→ Common Stock (Par Value $7.50) (146,250 underlying)

Footnotes (8)

[F1]119,218 of these shares have been previously reported as beneficially owned but had been held by Grantor Retained Annuity Trusts until September 6, 2006.
[F2]Disposed of in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over.
[F3]Represents number of stock units held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of June 29, 2007. Previously reported as owned directly in Profit Sharing Plan. These units were disposed of in exchange for stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The price shown represents the closing price of Mellon Financial Corporation common stock on June 29, 2007 times .9434 for the shares represented by the units held.
[F4]These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on August 23, 2005.
[F5]These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on June 27, 2007.
[F6]Disposed of in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.
[F7]These restricted stock units vest on April 2, 2010.
[F8]Disposed of in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.

Documents

1 file

4
doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

BANK OF NEW YORK CO INC

CIK 0000009626

→

Entity typeoperating

IncorporatedNY

Related Parties

filerCIK 0000009626

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 12:42 PM ET
Size: 46.3 KB

View on SEC.gov