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4//SEC Filing

BANK OF NEW YORK CO INC 4

Accession 0000009626-07-000223

CIK 0000009626operating

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 3:07 PM ET

Size

17.9 KB

Accession

0000009626-07-000223

Insider Transaction Report

Form 4
Period: 2007-06-29
LIFTIN JOHN M
Vice Chair and General Counsel
Transactions
  • Disposition to Issuer

    4/2/2007 Stock Options $40.41

    2007-06-3033,7500 total
    Exercise: $40.41From: 2007-01-01Exp: 2017-04-02Common Stock (Par Value $7.50) (33,750 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2007-06-3023,6100 total
    Exercise: $34.95Common Stock (Par Value $7.50) (23,610 underlying)
  • Disposition to Issuer

    Common Stock (Par Value $7.50)

    2007-07-01$41.51/sh25,500$1,058,4260 total
  • Disposition to Issuer

    3/13/2007 Stock Options $38.11

    2007-06-3068,1150 total
    Exercise: $38.11From: 2008-03-13Exp: 2017-03-13Common Stock (Par Value $7.50) (68,115 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2007-06-3011,2500 total
    Exercise: $40.41Exp: 2010-04-02Common Stock (Par Value $7.50) (11,250 underlying)
  • Disposition to Issuer

    3/14/06 Stock Options $34.99

    2007-06-29100,0000 total
    Exercise: $34.99From: 2007-03-14Exp: 2012-06-29Common Stock (Par Value $7.50) (100,000 underlying)
Footnotes (7)
  • [F1]Disposed of in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over.
  • [F2]The expiration date of these options has been accelerated to June 29, 2012.
  • [F3]Disposed of in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.
  • [F4]One sixth of these options vest pro rata monthly from January 1, 2007 through June 29, 2007; the remaining options are cancelled. The options expire on June 29, 2012.
  • [F5]These restricted stock units vested on June 29, 2007.
  • [F6]Disposed of in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.
  • [F7]One sixth of these restricted stock units have vested; the remaining units to be cancelled.

Issuer

BANK OF NEW YORK CO INC

CIK 0000009626

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000009626

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 3:07 PM ET
Size
17.9 KB